Brucke Financial Inc

Item 5: Fees and Compensation

   A. Fee Schedule

Portfolio Management Fees

        Total Assets Under Management            Annual Fees
        All Assets                               1.25%

These fees are negotiable and the final fee schedule is attached as Exhibit II of the
Investment Advisory Contract.

BFI uses an average of the balance in the client’s account throughout the billing period,
after taking into account deposits and withdrawals, for purposes of determining the
market value of the assets upon which the advisory fee is based.

Clients may terminate the agreement without penalty for a full refund of BFI’s fees within
five business days of signing the Investment Advisory Contract. Thereafter, clients may
terminate the Investment Advisory Contract with 5 days’ written notice.

In computing the market value of any investment of the Account, the securities in the
Account listed on a national securities exchange or otherwise subject to current last-sale
reporting shall be valued at the amount reported on the statement that Client receives
from the Custodian. Such securities which are not traded nor subject to last-sale reporting
shall be valued at the latest available bid price reflected by quotations furnished to BFI by
such sources as it deems appropriate. Any other security shall be valued in such manner
as shall be determined in good faith by BF and Client to reflect its fair market value.

Selection of Other Advisors Fees

Advisory fees charged by subadvisors are separate and apart from our advisory fees.
Assets managed by subadvisors will be included in calculating our advisory fee, which is
based on the fee schedule set forth in the Portfolio Management Services section in this
brochure. Advisory fees that you pay to the subadvisor are established and payable in
accordance with the brochure provided by each subadvisor to whom you are referred.
You should review the recommended subadvisor brochure and take into consideration
the subadvisor fees along with our fees to determine the total amount of fees associated
with this program.

We have entered into a Subadvisory Agreement with Vise. The subadvisor fee rate is
0.23% percent per annum. The subadvisor fee rate is 0.60% for the margin strategy.

We have entered into a Subadvisory Agreement with Endure Capital LLC. The subadvisor
fee rate can be up to 0.50% percent per annum. This fee is only charged on alternative
assets specifically placed/elected by the subadvisor.

We have entered into a Subadvisory Agreement with Argus Efficient Capital, LLC. The
subadvisor fee rate is 1.00% percent per annum.

Financial Planning Fees

The negotiated fixed rate for creating client financial plans is between $500 and $15,000.
The fixed fee is based upon the complexity of the plan, the hourly rate, the estimated
amount of time to be used for creating a financial plan. Fixed fees relate to financial plans
and financial planning that may include, without limitation: investment planning; life
insurance; tax concerns; retirement planning; college planning; and debt/credit planning,
each service as further detailed above.

It is anticipated that each financial planning service listed above will take approximately
6-10 hours of financial planning and therefore the time to complete a financial plan will
depend on the services required by the client.

The negotiated hourly fee for these services is between $150 and $300.

Clients may terminate the agreement without penalty, for full refund of BFI’s fees, within
five business days of signing the Financial Planning Agreement. Thereafter, clients may
terminate the Financial Planning Agreement upon written notice.

In the event financial planning clients also moves its assets to BFI and agrees to BFI’s
Portfolio Management services, BFI will apply financial planning payments collected
from the client to their portfolio management fees for up to 1 year.

Pension Consulting Fees

BFI will charge up to 0.75% for pension consulting based on the assets in the plan. BFI
does not have a minimum plan size, however, plans less than $200,000 will be charged a
flat fee of $1500 instead of the 0.75%. Within one year of assets reaching or exceeding
$200,000, the advisory fee will then switch to the 0.75% of the assets in the plan. These fees
are negotiable.

Educational Seminars/Workshops

BFI provides periodic educational seminars and workshops to clients and prospects.

B. Payment of Fees

Payment of Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis or may be invoiced and billed
directly to the client on a quarterly basis. Clients select the method in which they are billed.
Fees are paid in arrears.

Payment of Selection of Other Advisors Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis. Fees are paid in arrears.

Payment of Financial Planning Fees

Financial planning fees are paid via check and wire. All financial planning fees are paid
upon presentation of the plan.

       Payment of Pension Consulting Fees

       Most plans are billed monthly and automatically deducted, however, there are
       circumstances when some plans are billed quarterly and annually. Fees are paid in arrears.
       Pension consulting fees are invoiced and billed directly to the client, or the selected 401k
       provider will bill the client directly. The selected 401k provider will then forward BFI’s
       portion of the fees directly to BFI.

       Payment of Educational Seminar/Workshop Fees

       Educational seminars and workshops are offered free of charge.

       C. Client Responsibility For Third Party Fees

       Clients are responsible for the payment of all third party fees (i.e. custodian fees,
       brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
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Item 7: Types of Clients
BFI provides advisory services to the following types of clients:

       ❖       Individuals
       ❖       High-Net-Worth Individuals
       ❖       Corporations and businesses

There is no account minimum for any of BFI’s services.