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| Caldwell Sutter Capital Inc
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| CRD # | 10489 |
| SEC # | 801-66098 |
| CIK # | 0000702007 |
| AUM | $571.1 M (2025-05-27) |
| Employees | 20 (30% Investors, 90% Brokers) |
| Phone | 415-962-2526 |
| Address | 30 Liberty Ship Way 3225 Sausalito, CA 94965 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0000702007 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 9.8 | ||
| Mine Safety Appliances Co | 5.6 | ||
| MFRI Inc | 5.5 | ||
| VISA Inc | 5.0 | ||
| Donegal Group Inc | 4.5 | ||
| Microsoft Corp | 4.3 | ||
| Caterpillar Inc | 3.6 | ||
| Kayne Anderson Acquisition Corp | 3.2 | ||
| Costco Wholesale Corp /NEW | 3.0 | ||
| J P Morgan Chase & Co | 2.8 | ||
| International Business Machines Corp | 2.6 | ||
| Intuit Inc | 2.5 | ||
| Chevron Corp | 2.5 | ||
| Facebook Inc | 2.3 | ||
| American Express Co | 2.3 | ||
| Baycom Corp | 2.3 | ||
| New England Realty Associates Limited Partnership | 2.2 | ||
| Firstsun Capital Bancorp | 2.2 | ||
| Seneca Foods Corp | 2.1 | ||
| First Internet Bancorp | 2.1 | ||
| Cisco Systems Inc | 2.0 | ||
| Kayne Anderson Energy Infrastructure Fund Inc | 2.0 | ||
| Parke Bancorp Inc | 1.9 | ||
| Banner Corp | 1.9 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 377 | 141.6 |
| (b) Individuals (high net worth individuals) | 149 | 405.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 2.6 |
| (h) Charitable organizations | 0 | 0.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 20.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,225 | 571.1 |
| By Discretionary | ||
| Discretionary | 1,164 | 539.5 |
| Non-Discretionary | 61 | 31.6 |
| Total | 1,225 | 571.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 571.1 | |
| Total | 1,225 | 571.1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000702007] | |
| D | [0000702007] | |
| SC 13D | [0000702007] | |
| SC 13G | [0000702007] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
McGowan & Co LLP
✚
|
PA | 0.6 |
|
Old Peak Finance LLC
✚
|
NC | 0.6 |
|
TCFG Investment Advisors LLC
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CA | 0.6 |
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Woodward Financial Advisors Inc
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NC | 0.6 |
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HFR Wealth Management LLC
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0.6 | |
|
Westover Capital Advisors LLC
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|
DE | 0.6 |
|
Neumann Capital Management LLC
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|
CA | 0.6 |
|
West Advisors Incorporated
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|
0.6 | |
|
Personal Investment Management Inc
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|
WA | 0.6 |
|
Carsonallaria Wealth Management Ltd
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|
IL | 0.6 |