|
⚲
|
| Cape Investment Advisory Inc
✚
|
|
|---|---|
| CRD # | 146384 |
| SEC # | 801-71349 |
| CIK # | |
| AUM | $283.7 MM (2023-03-01) |
| Employees | 41 (100% Investors, 88% Brokers) |
| Phone | 678-583-1120 |
| Address | 1600 Pennsylvania Ave Mcdonough, GA 30253 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 881 | 181.4 |
| (b) Individuals (high net worth individuals) | 30 | 101.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 0.9 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 913 | 283.7 |
| By Discretionary | ||
| Discretionary | 907 | 283.3 |
| Non-Discretionary | 6 | 0.5 |
| Total | 913 | 283.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 283.7 | |
| Total | 913 | 283.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
West Wealth Group LLC
✚
|
CA | 0.3 |
|
Charlesworth & RUGG Inc
✚
|
CA | 0.3 |
|
Capital Investment Advisors Inc
✚
|
DC | 0.3 |
|
Guidance Investment Advisors LLC
✚
|
IN | 0.3 |
|
Harbor Financial Group Inc
✚
|
CO | 0.3 |
|
Talis Advisory Services LLC
✚
|
TX | 0.3 |
|
Barnes Wealth Management Group Inc
✚
|
CA | 0.3 |
|
Hixon Zuercher LLC
✚
|
OH | 0.3 |
|
Arbor Capital Management Inc
✚
|
AK | 0.3 |
|
Stewardship Advisors LLC
✚
|
PA | 0.3 |