Capital Investment Management Inc

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Capital Investment Management Inc
CRD #113917
SEC #801-76972
CIK #0000949308, 0001588456, 0001623019, 0001112289, 0001778185, 0001732854, 0002129592, 0000897226, 0002003078, 0001061630
AUM 558.9 M (2026-04-16)
Employees 10 (50% Investors, 50% Brokers)
Fees
Minimum
Phone816-246-1212
Address608 SW 3rd St
Lees Summit, MO 64063
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($M)
60048036024012002001200920182027
Sector Form 13F Holdings Value ($B)
Broadcom Inc 1.1
Microsoft Corp 0.9
Facebook Inc 0.8
Nvidia Corp 0.7
Astrazeneca PLC 0.7
Total Sa 0.5
Alphabet Inc 0.4
Philip Morris International Inc 0.4
Tesla Motors Inc 0.4
Alphabet Inc 0.4
View All
Holdings by Sector ($B)
25201510502011201620212027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 932 278.5
(b) Individuals (high net worth individuals) 140 280.4
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1,072 558.9
By Discretionary
Discretionary 1,072 558.9
Non-Discretionary 0 0.0
Total 1,072 558.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 558.9
Total 1,072 558.9
EDGAR Form CIK 2011 - 2026
13F-HR [0000897226]
SC 13G [0000897226]
13F-NT [0000949308]
SC 13G [0000949308]
10-K [0001061630]
10-Q [0001061630]
3 [0001061630]
4 [0001061630]
5 [0001061630]
8-K [0001061630]
SC 13D [0001061630]
SC 13G [0001061630]
13F-HR [0001112289]
13F-HR [0001588456]
SC 13D [0001588456]
SC 13G [0001588456]
10-K [0001623019]
10-Q [0001623019]
3 [0001623019]
4 [0001623019]
8-K [0001623019]
SC 13G [0001623019]
13F-HR [0001732854]
13F-HR [0001778185]
13F-NT [0001778185]
D [0002003078]
D [0002129592]
Form 13D/13G Filer Form 13D/13G Subject Filed
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Firm Profile (Form ADV)
Discretionary AUM$0.1B
Clients80
ServesInstitutional, Retail, Research
Form 3/4/5 Subject 2011 - 2026
Pena Fernando Austin
Blackstone Mortgage Trust Inc
Nash Michael B
Lynch Nnenna
Perez-Alvarado Gilda
Sagalyn Lynne B
Cotton Leonard W
Hsu Chen Yi
Nassau Henry N
Urbaszek Marcin
Johnson Timothy Steven
Marone Anthony F JR
Keenan Katharine A
Dobrowski Thomas E
Pollack Jonathan Lee
Edelman Martin L
Armer Douglas N
Plavin Stephen D
Ruffing Thomas C
Quinlan Paul D
Rothschild Randall S
Schreiber John
Cassidy James M
USA Capital Management Inc
McKillop James K
Polan Joshua A
Blackstone Inc
Blackstone Group Management LLC
Schwarzman Stephen A
Blackstone Holdings III LP
Blackstone Holdings III GP LP
Blackstone Holdings III GP Management LLC
Jervis Geoffrey G
Hyman Edward S
Zell Samuel
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2026-03-17 Sell 452 $19.13 8,647
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2026-01-15 Grant 809 $19.50 15,776
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2026-01-15 Grant 3,300 $19.50 64,350
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2026-01-15 Grant 2,550 $19.50 49,725
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2026-01-15 Grant 1,534 $19.50 29,913
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-12-31 Sell 3,131 $19.24 60,240
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-12-25 Gift 10,777 $0.00
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-12-17 Sell 1,012 $20.31 20,554
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-12-17 Sell 400 $20.29 8,116
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-12-15 Grant 36,843 $0.00
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-12-15 Grant 15,337 $0.00
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-12-15 Grant 14,448 $0.00
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-12-15 Grant 54,799 $0.00
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-12-01 Sell 506 $19.38 9,806
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-10-22 Grant 4,253 $18.37 78,128
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-10-15 Grant 2,620 $18.51 48,496
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-10-15 Grant 1,576 $18.51 29,172
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-10-15 Grant 3,391 $18.51 62,767
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-10-15 Grant 831 $18.51 15,382
Blackstone Mortgage Trust Inc BXMT
Class A Common Stock
2025-07-15 Grant 1,448 $19.68 28,497
showing 20 of 200 most recent transactions
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