|
⚲
|
| Keyboard |
| Capstone Financial Advisors Inc
✚
|
|
|---|---|
| CRD # | 109341 |
| SEC # | 801-56979 |
| CIK # | 0001724882, 0001599217, 0001426196 |
| AUM | 2,868.1 M (2026-03-31) |
| Employees | 30 (83% Investors, 0% Brokers) |
| Phone | 630-241-0833 |
| Address | 2001 Butterfield Road Downers Grove, IL 60515 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Amazon Com Inc | 3.0 | ||
| Microsoft Corp | 2.6 | ||
| Nvidia Corp | 2.5 | ||
| Tesla Motors Inc | 1.6 | ||
| Apple Inc | 1.3 | ||
| Alphabet Inc | 0.9 | ||
| Alphabet Inc | 0.8 | ||
| Facebook Inc | 0.7 | ||
| Discovery Communications Inc | 0.5 | ||
| Broadcom Inc | 0.4 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 692 | 0.3 |
| (b) Individuals (high net worth individuals) | 376 | 2.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4,173 | 2.9 |
| By Discretionary | ||
| Discretionary | 4,164 | 2.9 |
| Non-Discretionary | 9 | 0.0 |
| Total | 4,173 | 2.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.9 | |
| Total | 4,173 | 2.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001426196] | |
| SC 13G | [0001426196] | |
| 13F-HR | [0001599217] | |
| D | [0001724882] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.9B |
| Clients | 6 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Smith Salley & Associates LLC
✚
|
NC | 2,893.5 M |
|
Hardy Reed LLC
✚
|
MS | 2,890.7 M |
|
LM Advisors LLC
✚
|
CA | 2,877.2 M |
|
Rockwood Wealth Management LLC
✚
|
PA | 2,869.9 M |
|
Leeward Investments LLC
✚
|
MA | 2,869.9 M |
|
Meeder Advisory Services Inc
✚
|
OH | 2,862.8 M |
|
Kellogg Asset Management LLC
✚
|
WI | 2,858.6 M |
|
Durbin Bennett Private Wealth Management LLC
✚
|
TX | 2,843.3 M |
|
Strategic Capital Allocation Group LLC
✚
|
MA | 2,838.9 M |
|
West Financial Services Inc
✚
|
VA | 2,836.2 M |