|
⚲
|
| Capstone Investment Advisors LLC
✚
|
|
|---|---|
| CRD # | 155563 |
| SEC # | 801-73004 |
| CIK # | 0001599217, 0001724882, 0001426196 |
| AUM | $69.3 BB (2024-07-29) |
| Employees | 284 (38% Investors, 0% Brokers) |
| Phone | 212-232-1420 |
| Address | 7 World Trade Center New York, NY 10007 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| NVDA | 399.6 | 2.0 | |
| MSFT | 1,918.2 | 1.2 | |
| AAPL | 2,382.8 | 1.1 | |
| AMZN | 1,093.0 | 0.8 | |
| META | 434.9 | 0.7 | |
| GOOGL | 1,475.1 | 0.5 | |
| TSLA | 723.4 | 0.5 | |
| GOOG | 1,482.6 | 0.4 | |
| AVGO | 201.3 | 0.3 | |
| JPM | 340.2 | 0.2 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Capstone Crown Fund LP | 2023-11-15 | 388.9 | |
| HF | Capstone First Responder LP | [2023-11-15] | 130.0 | 149.1 |
| HF | Capstone Alternative Markets Trend Strategy Master Cayman LP | [2023-05-25] | 10.0 | 82.2 |
| HF | Capstone Relative Value Volatility Fund Ltd | [2023-05-25] | 157.2 | 179.2 |
| HF | Capstone Alternative Risk Strategy Master Cayman LP | [2023-01-24] | 154.5 | 77.0 |
| HF | Capstone Income Opportunities III LLC | [2022-08-19] | 4,350.0 | 4,590.6 |
| HF | Capstone Hedge II LP | 2022-05-20 | 37.6 | |
| HF | Capstone Mount Washington Fund LP | 2022-05-20 | 40.1 | |
| HF | Capstone Valley Solutions Fund LP | 2022-05-20 | 143.8 | |
| HF | Capstone Commonwealth Fund LP | [2022-01-21] | 337.0 | 324.3 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 30 | 69.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 31 | 69.3 |
| By Discretionary | ||
| Discretionary | 30 | 69.2 |
| Non-Discretionary | 1 | 0.0 |
| Total | 31 | 69.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 63.6 | |
| United States Persons | 5.6 | |
| Total | 31 | 69.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Geoff Ruddick | 247 | |||
| Ian Goodall | 141 | |||
| Ebony Mylesberry | 87 | |||
| Geoffrey Ruddick | 19 | |||
| Boris Onefater | 42 | |||
| Paul Britton | 47 | |||
| Rick Hanna | 20 | |||
| Mark Gonzalez | 10 | |||
| Capstone Investment Advisors LLC | 45 | |||
| Capstone Fund Services II LLC | 16 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001426196] | |
| SC 13G | [0001426196] | |
| 13F-HR | [0001599217] | |
| D | [0001724882] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Neuberger Berman Europe Limited
✚
|
79.4 | |
|
Taula Capital Management Jersey Limited
✚
|
75.9 | |
|
Park Avenue Institutional Advisers LLC
✚
|
NY | 75.8 |
|
Two Sigma Advisers LP
✚
|
NY | 75.8 |
|
Element Capital Management LLC
✚
|
NY | 74.8 |
|
Blackstone Alternative Asset Management LP
✚
|
NY | 69.7 |
|
Sun Life Capital Management US LLC
✚
|
MA | 69.5 |
|
Bracebridge Capital LLC
✚
|
MA | 65.1 |
|
AHL Partners LLP
✚
|
63.7 | |
|
GoldenTree Asset Management LP
✚
|
NY | 56.6 |