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| Capstone Investment Advisors LLC
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|---|---|
| CRD # | 155563 |
| SEC # | 801-73004 |
| CIK # | 0001724882, 0001426196, 0001599217 |
| AUM | 91.5 B (2026-04-23) |
| Employees | 304 (38% Investors, 0% Brokers) |
| Phone | 212-232-1420 |
| Address | 7 World Trade Center New York, NY 10007 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Amazon Com Inc | 3.0 | ||
| Microsoft Corp | 2.6 | ||
| Nvidia Corp | 2.5 | ||
| Tesla Motors Inc | 1.6 | ||
| Apple Inc | 1.3 | ||
| Alphabet Inc | 0.9 | ||
| Alphabet Inc | 0.8 | ||
| Facebook Inc | 0.7 | ||
| Discovery Communications Inc | 0.5 | ||
| Broadcom Inc | 0.4 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Capstone Drummer Fund LP | [2025-08-27] | 100.0 M | 281.7 M |
| HF | Capstone Crown Fund LP | 2023-11-15 | 463.8 M | |
| HF | Capstone First Responder LP | [2023-11-15] | 195.8 M | |
| HF | Capstone Alternative Markets Trend Strategy Master Cayman LP | [2023-05-25] | 183.0 M | |
| HF | Capstone Relative Value Volatility Fund Ltd | [2023-05-25] | 179.2 M | |
| HF | Capstone Alternative Risk Strategy Master Cayman LP | [2023-01-24] | 1.1 B | |
| HF | Capstone Income Opportunities III LLC | [2022-08-19] | 650.0 M | 5.5 B |
| HF | Capstone Hedge II LP | [2022-05-20] | 34.0 M | 35.2 M |
| HF | Capstone Mount Washington Fund LP | [2022-05-20] | 48.4 M | 52.5 M |
| HF | Capstone Valley Solutions Fund LP | 2022-05-20 | 143.8 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 2 | 0.1 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 29 | 91.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 31 | 91.5 |
| By Discretionary | ||
| Discretionary | 31 | 91.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 31 | 91.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 85.2 | |
| United States Persons | 6.3 | |
| Total | 31 | 91.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Geoff Ruddick | 255 | 65 | ||
| William Jones | 165 | 37 | ||
| Ebony Mylesberry | 93 | 36 | ||
| Ian Goodall | 141 | 33 | ||
| Geoffrey Ruddick | 19 | 9 | ||
| Boris Onefater | 43 | 6 | ||
| Alain Guerard | 15 | 6 | ||
| Paul Britton | 48 | 3 | ||
| Rick Hanna | 20 | 3 | ||
| Mark Gonzalez | 10 | 3 | ||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001426196] | |
| SC 13G | [0001426196] | |
| 13F-HR | [0001599217] | |
| D | [0001724882] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $16.8B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | AV7QJSDB1GI2P6FRGL71 |
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