Captial Advisor Network

ITEM 5 – FEES AND COMPENSATION

INVESTMENT AND WEALTH MANAGEMENT FEES

Our Firm charges a fee as compensation for providing Investment Management services on your
account. Our maximum annual advisory fee is 2.00% based on the amount of assets under
management and will be billed monthly in arrears.
The relevant fee and billing method is defined and agreed to by the firm and the client in the
executed Investment Advisory Agreement. This fee will be debited directly from your
investment account.
Fees may vary based on the size of the account, complexity of the portfolio, extent of activity in
the account, or other reasons agreed upon by our Firm and you as the client. In certain
circumstances, our fees and the timing of the fee payments may be negotiated.
The qualified custodian holding your funds and securities will debit your account directly for the
advisory fee and pay that fee to us. When establishing a relationship with CAN, you provide
written authorization permitting the fees to be paid directly from your account held by the
qualified custodian. Further, the qualified Custodian agrees to deliver an account
statement to you on a monthly basis indicating all the amounts deducted from the account
including our advisory fees.
THIRD PARTY MONEY MANAGERS (“TPMM”)

CAN may use an independent TPMM to act as a sub- adviser to our firm. In those
circumstances, the TPMM manages the assets based upon the parameters provided by our
firm. The total advisory fee may be collected from the custodian by our firm or TPMM. This
total fee includes our firm’s portion of the investment advisory fee as well as the TPMM fee.
Total fees for clients utilizing a TPMM will not exceed 2.00%.
The fee billed is defined in the relevant Investment Management Contract as well as in the
individual Form ADV filing of the respective Third-Party Manager. This fee may be debited directly
from your investment account, or you may pay this fee separately.
Account custodial services may be provided by several account Custodians depending on the
investment management program offered. Programs may have higher or lower fees than other
programs available through CAN or available elsewhere. Investment management programs may
differ in the services provided and method or type of management offered, and each may have
different account minimums. Client reports will depend upon the management program selected.
Please see complete details in the program brochure and custodial account agreement for each
program recommended and offered.

FINANCIAL PLANNING AND CONSULTING FEES

CAN will negotiate the financial planning and consulting fees with you using either a fixed fee or an
hourly rate under a stand-alone engagement. These fees are negotiable and vary based on the
extent and complexity of your individual or family circumstances. CAN will determine your
fee for the designated services based on a fee arrangement starting at $1,500.

The terms and conditions of the financial planning and/or consulting engagement are set
forth in the advisory agreement, as well as the payment schedule. We will not require
prepayment of more than $1,200 in fees per client, six (6) or more months in advance of providing
any services.

RETIREMENT PLAN SERVICE FEES

For Retirement Plan Advisory Services compensation, we charge a fee as negotiated with the
Plan Sponsor. and as disclosed in the Employer Sponsored Retirement Plans Consulting
Agreement (“Plan Sponsor Agreement”). The fee is negotiated on a case-by-case basis.

ADDITIONAL FEES AND EXPENSES

In addition to CAN’s fee and where applicable, clients pay brokerage transaction costs
and other charges directly to the custodian. Clients are required to pay a proportionate
share of any exchange traded fund or mutual fund’s fees and charges. For example,
mutual fund operating expenses are paid out of the fund and are an additional expense
incurred by the Client. Clients should review all applicable direct and indirect fees
charged, including but not limited to custodian fees, transaction fees, fees associated
with all investments (e.g., mutual funds and ETFs, insurance products), and advisory
fees to fully understand the total amount of fees to be paid by them and to thereby
evaluate the advisory services being provided. See Item 12 – Brokerage Practices. It is
important that clients understand how all these fees can affect investment returns over
time.

INTRODUCTION TO PRIVATE INVESTMENT OPPORTUNITIES

CAN does not receive any compensation or fees (either from the issuer of the Private Investment or
from clients) for introducing Private Investments to its clients We make these introductions
to Private Investments solely as an accommodation to clients and not as an investment
advisory service.

TERMINATION OF THE ADVISORY RELATIONSHIP

Either CAN or you may terminate the management agreement immediately upon written notice
to the other party. The management fee will be pro-rated to the date of termination, for the
month in which the cancellation notice was given and any earned fee will be billed to you by our
Firm.
Upon termination, you are responsible for monitoring the securities in your account, and we will
have no further obligation to act or advise with respect to those assets. In the event of client’s

death or disability, CAN will continue management of the account until we are notified of client’s
death or disability and given alternative instructions by an authorized party.

ITEM 7 – TYPES OF CLIENTS

We provide investment advice to individuals, high-net worth individuals, institutions, charitable
organizations, government entities and trusts.

There is a $5,000 minimum in aggregate investable assets to become a client of CAN.