Rilex Capital LLC

Item 5. Fees and Compensation
Rilex Capital offers its services on a fee basis, which may include fixed fees, as well as fees based.
upon assets under management. Additionally, certain of Rilex Capital’s Supervised Persons, in their
individual capacities, may offer insurance products under a commission arrangement. For all services,
Rilex Capital’s annual fee is exclusive of, and in addition to brokerage commissions, transaction fees,
and other related costs and expenses which are incurred by the client. Rilex Capital does not, however,
receive any portion of these commissions, fees, and costs.

Rilex Capital LLC (IARD#309783)
April 2026

Investment Management Fees:
Rilex Capital’s investment management fee schedule (“Advisory Fees”) for accounts managed by Rilex
Capital is based on a percentage of assets (generally net of any debit balances) and is set forth below.
The Advisory Fees represent the highest fee that may be charged absent special circumstances:

Advisory Assets                                                Annual Fee
$50,000 to $100,000                                             1.75%
$100,000 to $250,000                                            1.50%
$250,00 to 1,000,000                                            1.20%
$1,000,000 to 5,000,000                                           .90%
$5,000,000 to 20,000,000                                          .50%
$20,000,000 to 100,000,000                                        .20%

Rilex Capital’s Advisory Fees shall also be prorated and paid monthly, in arrears, based upon the
market value of the assets on the last business day of the previous quarter. Rilex Capital’s actual fees
may be negotiated, and a client may pay more or less than similar clients depending on the particular
circumstances of the client, which may include considerations related to the size of the client’s account,
additional and/or differing levels of service or as negotiated. Clients that negotiate fees may end up
paying a higher fee than that set forth in the fee schedules above as a result of fluctuations in the
client’s assets under management and/or account performance.

Fees Charged by Financial Institutions
Rilex Capital generally recommends that clients utilize the brokerage and clearing services of Charles
Schwab & Co., Inc., member FINRA/SIPC (“Schwab”) for investment management accounts.

Rilex Capital may only implement its investment management recommendations after the client has
arranged for and furnished Rilex Capital with all information and authorization regarding accounts
with appropriate financial institutions. Clients may incur certain charges imposed by the Financial
Institutions and other third parties such as fees charged by Independent Managers , custodial fees,
charges imposed directly by a mutual fund or ETF in the account, which are disclosed in the fund’s
prospectus (e.g., fund management fees and other fund expenses), deferred sales charges, odd-lot
differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on
brokerage accounts and securities transactions.

Additionally, clients may incur brokerage commissions and transaction fees. Such charges, fees and
commissions are exclusive of and in addition to Rilex Capital’s fee. Rilex Capital’s Agreement and the
separate agreement with any Financial Institutions may authorize Rilex Capital or Independent
Managers to debit the client’s account for the amount of Rilex Capital’s fee and to directly remit that
management fee to Rilex Capital or the Independent Managers. Any Financial Institutions
recommended by Rilex Capital have agreed to send a statement to the client, at least quarterly,
indicating all amounts disbursed from the account including the amount of management fees paid
directly to Rilex Capital. Alternatively, clients may elect to have Rilex Capital send an invoice for
payment.

Fees for Management During Partial Monthly Service
For the initial period of investment management services, the fees are calculated on a pro rata basis.

Rilex Capital LLC (IARD#309783)
April 2026

The Agreement between Rilex Capital and the client will continue in effect until terminated by either
party pursuant to the terms of the Agreement. Rilex Capital’s fees are charged in arrears so that any
termination date shall be prorated and deducted from any remaining balance charged to the client.
Clients may make additions to and withdrawals from their account at any time, subject to Rilex
Capital’s right to terminate an account. Additions may be in cash or securities provided that Rilex
Capital reserves the right to liquidate any transferred securities or decline to accept particular securities
into a client’s account.

Clients may withdraw account assets on notice to Rilex Capital, subject to the usual and customary
securities settlement procedures. However, Rilex Capital designs its portfolios as long-term
investments, and the withdrawal of assets may impair the achievement of a client’s investment
objectives. Rilex Capital may consult with its clients about the options and ramifications of transferring
securities. However, clients are advised that when transferred securities are liquidated, they are subject
to transaction fees, fees assessed at the mutual fund level (i.e., contingent deferred sales charge) and/or
tax ramifications.

Financial Planning Fees:
In very limited situations where Rilex Capital engaged solely for Financial Planning/Consulting, our
fees are negotiable, but generally are set at $300 per hour, depending upon the level and scope of the
service(s) required and the professional(s) rendering the service(s). Prior to engaging Rilex Capital to
provide financial planning or consulting services, clients will be required to enter into a Financial
Planning Agreement with Rilex Capital setting forth the terms and conditions of the engagement,
describing the scope of the services to be provided.

Item 7. Types of Clients
Rilex Capital provides its services to individuals, trusts, estates, and business entities.