|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Carolina Wealth Management Inc
✚
|
|
|---|---|
| CRD # | 131393 |
| SEC # | 801-63091 |
| CIK # | |
| AUM | $711.8 M (2025-03-31) |
| Employees | 10 (80% Investors, 0% Brokers) |
| Phone | 252-439-1344 |
| Address | 1706A East Arlington Blvd Greenville, NC 27858 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 409 | 125.0 |
| (b) Individuals (high net worth individuals) | 134 | 398.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 37 | 172.2 |
| (h) Charitable organizations | 8 | 3.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 13.1 |
| (n) Other | 0 | 0.0 |
| Total | 1,404 | 711.8 |
| By Discretionary | ||
| Discretionary | 1,099 | 459.3 |
| Non-Discretionary | 305 | 252.5 |
| Total | 1,404 | 711.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 711.8 | |
| Total | 1,404 | 711.8 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Premier Financial Group Inc
✚
|
CA | 0.7 |
|
Copperwynd Financial LLC
✚
|
AZ | 0.7 |
|
Compton Wealth Advisory Group LLC
✚
|
VA | 0.7 |
|
Net Worth Advisory Group LLC
✚
|
UT | 0.7 |
|
Montz Harcus Wealth Management LLC
✚
|
LA | 0.7 |
|
Hartford Financial Management Inc
✚
|
CT | 0.7 |
|
Nelson Capital Management LLC
✚
|
CA | 0.7 |
|
FSA Investment Group LLC
✚
|
FL | 0.7 |
|
Dahring Cusmano LLC
✚
|
MI | 0.7 |
|
Kelman Lazarov Inc
✚
|
TN | 0.7 |