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| CIM LLC
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|---|---|
| CRD # | 132136 |
| SEC # | 801-63553 |
| CIK # | 0001498547, 0001179791, 0001364725 |
| AUM | 804.3 M (2026-03-27) |
| Employees | 12 (83% Investors, 50% Brokers) |
| Phone | 518-391-4200 |
| Address | 30 S Pearl Street, 9th Floor Albany, NY 12207 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 18.5 | ||
| Apple Inc | 11.3 | ||
| Alphabet Inc | 8.9 | ||
| Microsoft Corp | 8.6 | ||
| Micron Technology Inc | 7.7 | ||
| Broadcom Inc | 6.5 | ||
| Amazon Com Inc | 5.6 | ||
| Facebook Inc | 5.3 | ||
| Alphabet Inc | 5.1 | ||
| J P Morgan Chase & Co | 4.1 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 201 | 74.0 |
| (b) Individuals (high net worth individuals) | 168 | 692.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 6.6 |
| (h) Charitable organizations | 7 | 4.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 8.3 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 17.7 |
| (n) Other | 0 | 0.0 |
| Total | 1,074 | 804.3 |
| By Discretionary | ||
| Discretionary | 1,018 | 770.7 |
| Non-Discretionary | 56 | 33.6 |
| Total | 1,074 | 804.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 804.3 | |
| Total | 1,074 | 804.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001179791] | |
| 13F-HR | [0001364725] | |
| 10-K | [0001498547] | |
| 10-Q | [0001498547] | |
| 3 | [0001498547] | |
| 4 | [0001498547] | |
| 8-K | [0001498547] | |
| SC 13D | [0001498547] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| CIM Group Holdings LLC | CIM Group Inc | [2026-07-01] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Clients | 30 |
| Serves | Institutional, Retail, Research |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
CIM Group Inc NONE
Restricted Stock Units · derivative
|
2025-12-15 | Option exercise | 740,623.35 | $0.00 | |
|
CIM Group Inc NONE
Restricted Stock Units · derivative
|
2025-12-15 | Option exercise | 18,489.17 | $0.00 | |
|
CIM Group Inc NONE
Restricted Stock Units · derivative
|
2025-12-15 | Option exercise | 42,833.46 | $0.00 | |
|
CIM Group Inc NONE
Common Stock
|
2025-12-15 | Option exercise | 9,244.59 | ||
|
CIM Group Inc NONE
Common Stock
|
2025-12-15 | Option exercise | 370,311.68 | ||
|
CIM Group Inc NONE
Common Stock
|
2025-12-15 | Other | 370,311.68 | $0.00 | |
|
CIM Group Inc NONE
Common Stock
|
2025-12-15 | Option exercise | 21,416.73 | ||
|
CIM Group Inc NONE
Common Stock
|
2025-10-01 | Grant | 19,157.09 | $0.00 | |
|
CIM Group Inc NONE
Common Stock
|
2025-10-01 | Grant | 19,157.09 | $0.00 | |
|
CIM Group Inc NONE
Common Stock
|
2025-10-01 | Grant | 19,157.09 | $0.00 | |
|
CIM Group Inc NONE
Common Stock
|
2025-06-30 | Other | 177,400.19 | $0.00 | |
|
CIM Group Inc NONE
Common Stock
|
2025-06-30 | Option exercise | 4,789.27 | ||
|
CIM Group Inc NONE
Common Stock
|
2025-06-30 | Option exercise | 177,400.19 | ||
|
CIM Group Inc NONE
Restricted Stock Units · derivative
|
2025-06-30 | Option exercise | 9,578.54 | $0.00 | |
|
CIM Group Inc NONE
Restricted Stock Units · derivative
|
2025-06-30 | Option exercise | 354,800.39 | $0.00 | |
|
CIM Group Inc NONE
Common Stock
|
2025-06-18 | Sell | 21,416.73 | $5.22 | 111,795 |
|
CIM Group Inc NONE
Common Stock
|
2025-06-18 | Sell | 9,244.59 | $5.22 | 48,257 |
|
CIM Group Inc NONE
Common Stock
|
2025-06-18 | Buy | 341,363.87 | $5.22 | 1,781,919 |
|
CIM Group Inc NONE
Restricted Stock Units · derivative
|
2025-04-15 | Grant | 114,942.53 | $0.00 | |
|
CIM Group Inc NONE
Restricted Stock Units · derivative
|
2025-04-14 | Grant | 38,314.18 | $0.00 | |
| showing 20 of 103 most recent transactions | |||||
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|---|---|---|
|
Nelson Capital Management LLC
✚
|
CA | 810.8 M |
|
NorthStar Asset Management Inc
✚
|
MA | 805.9 M |
|
Francis Financial Inc
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|
NY | 803.2 M |
|
PSI Advisors LLC
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|
FL | 800.9 M |
|
Spectrum Financial Alliance Ltd LLC
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|
KY | 800.5 M |
|
Compton Wealth Advisory Group LLC
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|
VA | 800.3 M |
|
Carolina Wealth Management Inc
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|
NC | 798.5 M |
|
McRae Capital Management Inc
✚
|
NJ | 795.0 M |
|
Q3 Asset Management Corporation
✚
|
MI | 794.7 M |
|
BEAU Ventures LLC
✚
|
792.7 M |