|
⚲
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| CIM LLC
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| |
|---|---|
| CRD # | 132136 |
| SEC # | 801-63553 |
| CIK # | 0001179791, 0001364725 |
| AUM | $633.3 MM (2024-03-21) |
| Employees | 12 (83% Investors, 42% Brokers) |
| Phone | 518-391-4200 |
| Address | 30 S Pearl Street, 9th Floor Albany, NY 12207 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| NVDA | 399,550.0 | 14.3 | |
| MSFT | 1,918,222.4 | 11.3 | |
| AAPL | 2,382,844.0 | 10.8 | |
| GOOGL | 1,475,138.5 | 6.0 | |
| AMZN | 1,092,997.8 | 5.4 | |
| META | 434,852.0 | 4.5 | |
| AVGO | 201,282.9 | 3.6 | |
| GOOG | 1,482,566.4 | 3.4 | |
| MU | 64,610.3 | 3.1 | |
| TSLA | 723,390.3 | 3.0 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 190 | 72.0 |
| (b) Individuals (high net worth individuals) | 143 | 536.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 5.3 |
| (h) Charitable organizations | 9 | 4.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 9.5 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 5.4 |
| (n) Other | 0 | 0.0 |
| Total | 948 | 633.3 |
| By Discretionary | ||
| Discretionary | 891 | 606.6 |
| Non-Discretionary | 57 | 26.6 |
| Total | 948 | 633.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 633.3 | |
| Total | 948 | 633.3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001179791] | |
| 13F-HR | [0001364725] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Nelson Capital Management LLC
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|
CA | 0.6 |
|
Walkner Condon Financial Advisors LLC
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WI | 0.6 |
|
Riskbridge Advisors LLC
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CT | 0.6 |
|
Galecki Financial Management Inc
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IN | 0.6 |
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Net Worth Advisory Group LLC
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UT | 0.6 |
|
Probity Advisors Inc
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TX | 0.6 |
|
Catalina Capital Group LLC
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|
CA | 0.6 |
|
Summit Wealth Partners LLC
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FL | 0.6 |
|
Asset Allocation Strategies LLC
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|
MI | 0.6 |
|
Baron Wealth Management LLC
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MI | 0.6 |