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| Spectrum Financial Alliance Ltd LLC
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|---|---|
| CRD # | 125147 |
| SEC # | 801-79371 |
| CIK # | 0001566531 |
| AUM | $800.5 M (2026-06-23) |
| Employees | 13 (23% Investors, 0% Brokers) |
| Phone | 859-223-6333 |
| Address | 105 Wind Haven Drive Nicholasville, KY 40356 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Citigroup Inc | 74.7 | ||
| Boeing Co | 67.6 | ||
| Lockheed Martin Corp | 63.1 | ||
| Bank of America Corp /DE/ | 58.8 | ||
| Deere & Co | 49.9 | ||
| Micron Technology Inc | 42.1 | ||
| Qualcomm Inc/DE | 41.5 | ||
| General Electric Co | 37.6 | ||
| Facebook Inc | 14.5 | ||
| Marvell Technology Inc | 11.4 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 365 | 132.9 |
| (b) Individuals (high net worth individuals) | 282 | 667.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,066 | 800.5 |
| By Discretionary | ||
| Discretionary | 2,066 | 800.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,066 | 800.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 800.5 | |
| United States Persons | 0.0 | |
| Total | 2,066 | 800.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001566531] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Nelson Capital Management LLC
✚
|
CA | 0.8 |
|
NorthStar Asset Management Inc
✚
|
MA | 0.8 |
|
CIM LLC
✚
|
NY | 0.8 |
|
Francis Financial Inc
✚
|
NY | 0.8 |
|
PSI Advisors LLC
✚
|
FL | 0.8 |
|
Compton Wealth Advisory Group LLC
✚
|
VA | 0.8 |
|
Carolina Wealth Management Inc
✚
|
NC | 0.8 |
|
McRae Capital Management Inc
✚
|
NJ | 0.8 |
|
Q3 Asset Management Corporation
✚
|
MI | 0.8 |
|
BEAU Ventures LLC
✚
|
0.8 |