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| Cary Street Partners Investment Advisory LLC
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| CRD # | 128545 |
| SEC # | 801-64239 |
| CIK # | 0001766904 |
| AUM | 10.25 B (2026-03-30) |
| Employees | 182 (47% Investors, 45% Brokers) |
| Fees | |
| Minimum | |
| Phone | 804-340-8100 |
| Address | 901 East Byrd Street Richmond, VA 23219 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Fri, 04 Sep 2026 | Cary Street Partners Investment Advisory LLC Has $12.06 Million Stake in NVIDIA Corporation $NVDA — MarketBeat |
| CIK | Period |
|---|---|
| 0001766904 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.2 | ||
| Microsoft Corp | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Nvidia Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Lilly Eli & Co | 0.0 | ||
| J P Morgan Chase & Co | 0.0 | ||
| Johnson & Johnson | 0.0 | ||
| AbbVie Inc | 0.0 | ||
| United Technologies Corp /DE/ | 0.0 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Jefferson Global Growth Fund Ltd | 2013-04-01 | 7.8 M | |
| HF | Jefferson Global Growth Fund LP | [2012-03-30] | 52.5 M | 24.3 M |
| Filed 2014-02-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $2,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4,466 | 1.5 |
| (b) Individuals (high net worth individuals) | 2,175 | 7.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 190 | 0.8 |
| (h) Charitable organizations | 53 | 0.2 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 3 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 100 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 16,731 | 10.3 |
| By Discretionary | ||
| Discretionary | 10,130 | 6.9 |
| Non-Discretionary | 6,601 | 3.3 |
| Total | 16,731 | 10.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 10.2 | |
| Total | 16,731 | 10.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James Thomas | Director | 28 | 2 | |
| Douglas Stewart | Director | 28 | 2 | |
| Palmer Garson | Director | 7 | 2 | |
| Joseph Brower | Director | 6 | 2 | |
| Thomas Tullidge | Director | 6 | 2 | |
| Mark Gambill | Director | 6 | 2 | |
| Kip Caffey | Executive Officer | 5 | 2 | |
| Timothy Leath | Executive Officer | 4 | 2 | |
| Marshall Acuff | Director | 3 | 2 | |
| None Cary Street Partners Holdings LLC | Director | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001766904] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund |
| Related Firms | State | AUM |
|---|---|---|
|
Cary Street Partners Investment Advisory LLC
✚
|
VA | 10.25 B |
|
Cary Street Partners Asset Management LLC
✚
|
VA | 1,447.8 M |
|
Tradition Asset Management LLC
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VA |
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