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| Freestone Capital Management LLC
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| CRD # | 145711 |
| SEC # | 801-69073 |
| CIK # | 0001128159 |
| AUM | 14.54 B (2026-06-29) |
| Employees | 120 (38% Investors, 0% Brokers) |
| Phone | 206-707-7300 |
| Address | 701 5th Avenue Seattle, WA 98104 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 0.2 | ||
| Nvidia Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Broadcom Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Costco Wholesale Corp /NEW | 0.0 | ||
| J P Morgan Chase & Co | 0.0 | ||
| KLA Tencor Corp | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Freestone LP Advantage Partners VI | [2026-03-30] | 299.9 M | |
| Filed 2025-03-19 (D) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Freestone LP Advantage Partners V | [2024-02-29] | 119.5 M | 285.3 M |
| Filed 2023-05-17 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Freestone Advantage Partners IV LP | [2022-03-29] | 50.3 M | 337.4 M |
| Filed 2021-11-02 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Freestone Affordable Housing Partners LP | [2021-03-29] | 106.2 M | 121.6 M |
| Filed 2020-01-29 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Freestone Bourbon Fund LP | [2021-03-29] | 4.0 M | 188.3 M |
| Filed 2020-02-14 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Freestone Litigation Partners LP | [2021-03-29] | 189.4 M | 183.4 M |
| Filed 2020-01-16 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Freestone Royalty Income Partners LP | [2020-03-27] | 117.0 M | 4.9 M |
| Filed 2019-06-18 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Freestone Manufactured Housing Communities II LP | [2019-04-24] | 38.3 M | 0.3 M |
| Filed 2018-08-28 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Freestone Manufactured Housing Communities II Qualified LP | [2019-04-24] | 232.6 M | 0.5 M |
| Filed 2018-08-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Freestone Omaha Hotel LP | [2019-04-24] | 36.6 M | 39.8 M |
| Filed 2018-10-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,569 | 2.9 |
| (b) Individuals (high net worth individuals) | 1,337 | 8.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 16 | 2.6 |
| (g) Pension and profit sharing plans | 26 | 0.1 |
| (h) Charitable organizations | 13 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 33 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 4,494 | 14.5 |
| By Discretionary | ||
| Discretionary | 2,797 | 10.0 |
| Non-Discretionary | 1,697 | 4.6 |
| Total | 4,494 | 14.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 14.5 | |
| Total | 4,494 | 14.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Ronan Guilfoyle | Director | 358 | 108 | |
| Kevin Phillip | Director | 193 | 39 | |
| Gary Furukawa | Director, Executive Officer | 38 | 4 | |
| Freestone Capital Management LLC | Promoter | 37 | 4 | |
| Erik Morgan | Director, Executive Officer | 35 | 4 | |
| Freestone Investments LLC | Executive Officer, Promoter | 26 | 4 | |
| Scott Svenson | Executive Officer | 32 | 3 | |
| James Rooney | Executive Officer | 32 | 3 | |
| Scott Akins | Executive Officer | 19 | 3 | |
| Freestone Capital Holdings LLC | Executive Officer, Promoter | 17 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001128159] | |
| 3 | [0001128159] | |
| 4 | [0001128159] | |
| SC 13D | [0001128159] | |
| SC 13G | [0001128159] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $3.1B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund |
| LEI | 549300BHLFCYHDB3KV67 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Bay Bancorp Inc | |
| Freestone Capital Management LLC | |
| Freestone Capital Holdings LLC |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Bay Bancorp Inc BYBK
Common Stock
|
2014-08-14 | Sell | 100,000 | $4.52 | 452,000 |
|
Bay Bancorp Inc BYBK
Common Stock
|
2014-08-14 | Sell | 2,000 | $4.60 | 9,200 |
|
Bay Bancorp Inc BYBK
Common Stock
|
2014-08-04 | Sell | 10,000 | $4.69 | 46,900 |
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