|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Clifford Swan Investment Counsel LLC
✚
|
|
|---|---|
| CRD # | 108033 |
| SEC # | 801-56675 |
| CIK # | 0001034642 |
| AUM | $4.1 B (2025-07-18) |
| Employees | 33 (45% Investors, 0% Brokers) |
| Phone | 626-792-2228 |
| Address | 177 E Colorado Blvd Pasadena, CA 91105-1965 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 0.2 | ||
| Apple Inc | 0.1 | ||
| Costco Wholesale Corp /NEW | 0.1 | ||
| United Parcel Service Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Arista Networks Inc | 0.1 | ||
| Oracle Corp | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Accenture PLC | 0.1 | ||
| Chevron Corp | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 315 | 0.2 |
| (b) Individuals (high net worth individuals) | 537 | 3.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 62 | 0.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 24 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 2,522 | 4.1 |
| By Discretionary | ||
| Discretionary | 2,300 | 3.6 |
| Non-Discretionary | 222 | 0.5 |
| Total | 2,522 | 4.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.1 | |
| Total | 2,522 | 4.1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001034642] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Cain Watters & Associates LLC
✚
|
TX | 4.2 |
|
BTC Capital Management Inc
✚
|
IA | 4.2 |
|
TFO Family Office Partners Inc
✚
|
AZ | 4.2 |
|
Moreton Asset Management LLC
✚
|
UT | 4.1 |
|
Alaska Permanent Capital Management Co
✚
|
AK | 4.1 |
|
M Holdings Securities Inc
✚
|
OR | 4.1 |
|
Beacon Capital Management Inc
✚
|
OH | 4.1 |
|
Osaic Institutions Inc
✚
|
CT | 4.0 |
|
Capital Asset Advisory Services LLC
✚
|
MI | 4.0 |
|
IFG Advisory LLC
✚
|
GA | 4.0 |