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| Clifford Swan Investment Counsel LLC
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|---|---|
| CRD # | 108033 |
| SEC # | 801-56675 |
| CIK # | 0001034642 |
| AUM | 4,482.3 M (2026-02-10) |
| Employees | 40 (42% Investors, 0% Brokers) |
| Phone | 626-792-2228 |
| Address | 177 E Colorado Blvd Pasadena, CA 91105-1965 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.2 | ||
| Alphabet Inc | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Costco Wholesale Corp /NEW | 0.1 | ||
| United Parcel Service Inc | 0.1 | ||
| Chevron Corp | 0.1 | ||
| Arista Networks Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Johnson & Johnson | 0.1 | ||
| Lowes Companies Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 296 | 0.1 |
| (b) Individuals (high net worth individuals) | 588 | 3.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 62 | 0.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 24 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 2,598 | 4.5 |
| By Discretionary | ||
| Discretionary | 2,386 | 3.9 |
| Non-Discretionary | 212 | 0.6 |
| Total | 2,598 | 4.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.5 | |
| Total | 2,598 | 4.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001034642] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.3B |
| Clients | 6 (1 non-US) |
| Serves | Institutional, Retail, Research |
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