Simplicity Wealth LLC

Item 5: Fees and Compensation

Ongoing Fee Arrangements
Advisory fees are typically based on a percentage of your advisory assets under management and range from 0.10% to
2.00%. We charge fees based on a percentage of your assets under management. This fee arrangement applies to individual,
institutional, and retirement plan clients. The fees shared will not exceed any limit imposed by any regulatory agency.

 Managed Account Program Service Fees
For use of the Program, Adviser’s Clients will pay a platform fee (each, a "Platform Fee") from which Simplicity Wealth is
paid for its services and technology. The amount of the Platform Fee assessed by Simplicity Wealth varies based upon the
services an Adviser has selected and will be outlined in the Service Agreement between Simplicity Wealth and the Adviser
and ranges from 0.10% to 0.60%. Platform Fees are calculated on a per account basis. Pursuant to the terms of the
Client’s investment advisory agreement with its Adviser, Clients generally authorize the Custodian to deduct the Platform
Fee, Model Manager Fee and other fees directly from the Client’s account. Occasionally, Clients request that an invoice for
the Firm’s services be submitted to the Client, in which case the Client will pay the Firm directly. The Platform Fee includes
investment management services comprised of Client profiling assistance, asset allocation assistance, research and
©2023 Simplicity Wealth, LLC. All Rights Reserved.                                                            (Page 8 of 26)

evaluation of Model Managers, ongoing monitoring of Model Managers and account performance, Model Manager hiring
and termination, fee billing, account rebalancing, account reporting, software, and other operational and administrative
services. The Platform Fee does not include Model Manager Fees, custodial transaction fees or the Advisory fee, all of
which may be separately assessed against a Client’s account. It is the IAR’s responsibility to clearly communicate with its
Clients all fees being charged for servicing the Client’s account.

Model Manager Fees
When an Adviser, IAR, or Client selects a Model Manager to invest their assets into, the Platform Fee does not include the
fees for the Model Manager’s services (“Model Manager Fee”). The Model Manager Fee is separate and distinct from the
Platform Fee, custodial/brokerage fees as well as the Advisory Fee. Model Manager Fees vary based on the manager
selected as well as the strategy implemented in the model selected. The Model Manager fee is calculated based on the
account assets invested in the model. There are a variety of models to choose from. Model Manager Fees typically range from
0.00% to 1.00%. As part of its services, Simplicity Wealth will calculate and may collect all fees on behalf of the Model
Manager. Simplicity Wealth will forward the fees to the appropriate parties along with the appropriate documentation related
to the calculation.

Certain Model Managers may pursue an investment strategy that utilizes underlying mutual funds or exchange traded funds
advised by the Model Manager or its affiliates. In such a situation, the Model Manager may receive fees from this
proprietary fund for serving as the investment advisor. These fees are in addition to the management fees the Model
Managers receive for the ongoing management of the Model Portfolios available through the Program. The IAR is
responsible for informing Clients of the conflict of interest created by such arrangements.

Simplicity Wealth offers proprietary model portfolios. A conflict of interest exists in that Simplicity Wealth has a financial
incentive to recommend its proprietary model portfolios instead of other model portfolios. Simplicity Wealth attempts to
address this conflict of interest by disclosing it to clients through the Firm's Brochure, client Agreement, and/or verbally prior
to or at the time of a client entering into an Agreement with Simplicity Wealth. Additionally, Simplicity Wealth has made it
clear that its IARs receive no preferential treatment and/or additional compensation for selecting proprietary model
portfolios over any other model portfolios. In this situation, Simplicity Wealth will not collect a Model Manager Fee for those
Client accounts utilizing the proprietary model portfolios.

An Adviser or IAR may wish to develop a custom model portfolio for use with their Clients. In this situation, the Adviser or
IAR will not collect a Model Manager Fee for those Client accounts utilizing the custom model portfolios. Simplicity Wealth
does not perform due diligence on the custom model portfolios and only facilitates trading of the custom model portfolios.

Independent Manager Fees
Independent Manager fees typically range from 0.00% to 1.00%. The Independent Manager Fee is separate and distinct from
the Platform Fee, custodial/brokerage fees as well as the Advisory Fee. Independent Manager Fees vary based on the
manager selected. The Independent Manager fee is calculated based on the account assets invested. It is the IAR’s
responsibility to clearly communicate with its Clients all fees being charged for servicing the Client’s account. As part of its
services, Simplicity Wealth will calculate and may collect all fees on behalf of the Independent Manager. Simplicity Wealth will
forward the fees to the appropriate parties along with the appropriate documentation related to the calculation. We receive
fees from certain Independent Managers, either in the form of our advisory fee or in the form of a solicitation fee. In such
instances the client is only charged one fee, either the advisory fee or solicitation fee.

Financial Planning Fee Arrangements
Depending on the complexity of your situation and needs, we may enter into a financial planning advisory arrangement
whereby fees will be assessed on a fixed or hourly basis. Hourly fees and fixed fees are determined on a case-by-case
...

Item 7: Types of Clients
We generally provide investment advice and/or management supervisory services to the following types of clients:

     •    Individuals
     •    High-Net-Worth Individuals
     •    Defined Contribution & Defined Benefit Retirement Plans
     •    Corporate and Institutional Investors
     •    Third-party investment advisers, broker/dealers, insurance companies, banks and trust companies.

Minimum Account Size
There is no account minimum.