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| Clinton Investment Management LLC
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|---|---|
| CRD # | 143599 |
| SEC # | 801-69342 |
| CIK # | 0001134119, 0001695192, 0002102728 |
| AUM | 3,906.7 M (2026-05-14) |
| Employees | 14 (79% Investors, 0% Brokers) |
| Phone | 203-276-6246 |
| Address | 333 Ludlow Street Stamford, CT 06902 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| J P Morgan Chase & Co | 0.0 | ||
| Paypal Holdings Inc | 0.0 | ||
| Johnson & Johnson | 0.0 | ||
| Baxter International Inc | 0.0 | ||
| Fortive Corp | 0.0 | ||
| FPL Group Inc | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| Altria Group Inc | 0.0 | ||
| McGraw-Hill Companies Inc | 0.0 | ||
| Ameren Corp | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,136 | 0.6 |
| (b) Individuals (high net worth individuals) | 959 | 2.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 0.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 48 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 2,146 | 3.9 |
| By Discretionary | ||
| Discretionary | 2,146 | 3.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,146 | 3.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.9 | |
| Total | 2,146 | 3.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001134119] | |
| 3 | [0001134119] | |
| 4 | [0001134119] | |
| SC 13D | [0001134119] | |
| D | [0001695192] | |
| D | [0002102728] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional, Retail |
| LEI | 254900N4PHFJYDPF7S08 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Imation Corp GLAE
Common Stock
|
2023-09-25 | Sell | 7,578 | $164.95 | 1,249,991 |
|
Imation Corp GLAE
Common Stock
|
2020-12-31 | Buy | 250 | ||
|
Imation Corp GLA
Common Stock
|
2017-05-17 | Other | 28,724 | ||
|
Imation Corp GLA
Common Stock
|
2017-03-29 | Buy | 81,957 | $5.26 | 431,094 |
|
Imation Corp IMN
Common Stock
|
2017-02-02 | Grant | 12,500,000 | ||
|
Imation Corp IMN
Common Stock
|
2016-12-02 | Buy | 55,000 | $0.99 | 54,450 |
|
Imation Corp IMN
Common Stock
|
2016-12-01 | Buy | 34,821 | $0.99 | 34,473 |
|
Imation Corp IMN
Common Stock
|
2016-11-29 | Buy | 100,000 | $1.05 | 105,000 |
|
Imation Corp IMN
Common Stock
|
2016-11-28 | Buy | 11,706 | $0.79 | 9,248 |
|
Imation Corp IMN
Common Stock
|
2016-06-14 | Buy | 17,534 | $1.73 | 30,334 |
|
Imation Corp IMN
Common Stock
|
2016-06-13 | Buy | 20,446 | $1.71 | 34,963 |
|
Imation Corp IMN
Common Stock
|
2016-03-14 | Buy | 90,000 | $1.48 | 133,200 |
|
Imation Corp IMN
Common Stock
|
2016-01-08 | Other | 344,826 | ||
|
Imation Corp IMN
Common Stock
|
2016-01-08 | Other | 344,826 | ||
|
Imation Corp IMN
Common Stock
|
2015-12-14 | Buy | 30,000 | $1.28 | 38,400 |
|
Imation Corp IMN
Common Stock
|
2015-12-14 | Sell | 36,100 | $1.31 | 47,291 |
|
Pacific Mercantile Bancorp PMBC
Common Stock
|
2015-12-14 | Sell | 99,595 | $6.98 | 695,173 |
|
Pacific Mercantile Bancorp PMBC
Common Stock
|
2015-12-11 | Sell | 118,727 | $7.03 | 834,651 |
|
Pacific Mercantile Bancorp PMBC
Common Stock
|
2015-12-10 | Sell | 21,200 | $7.05 | 149,460 |
|
Imation Corp IMN
Common Stock
|
2015-12-08 | Buy | 111,000 | $1.57 | 174,270 |
| showing 20 of 131 most recent transactions | |||||
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