Clinton Investment Management LLC

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Assets, Funds, Holdings

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Clinton Investment Management LLC
CRD #143599
SEC #801-69342
CIK #0001695192, 0001134119
AUM $3.5 B (2025-03-20)
Employees 14 (71% Investors, 0% Brokers)
Phone203-276-6246
Address333 Ludlow Street
Stamford, CT 06902
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
4.03.22.41.60.80.02006201220192026
Sector Form 13F Holdings Value ($B)
J P Morgan Chase & Co 0.0
Paypal Holdings Inc 0.0
Johnson & Johnson 0.0
Baxter International Inc 0.0
Fortive Corp 0.0
FPL Group Inc 0.0
Microsoft Corp 0.0
Altria Group Inc 0.0
McGraw-hill Companies Inc 0.0
Ameren Corp 0.0
View All
Holdings by Sector ($B)
3.02.41.81.20.60.02013201520172019
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 1,118 0.7
(b) Individuals (high net worth individuals) 682 2.5
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 3 0.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 43 0.2
(n) Other 0 0.0
Total 1,846 3.5
By Discretionary
Discretionary 1,846 3.5
Non-Discretionary 0 0.0
Total 1,846 3.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 3.5
Total 1,846 3.5
EDGAR Form CIK 2011 - 2025
13F-HR [0001134119]
3 [0001134119]
4 [0001134119]
SC 13D [0001134119]
D [0001695192]
Form 13D/13G Filer Form 13D/13G Subject Filed
Clinton Group Inc Imation Corp [2016-12-20]
Clinton Group Inc Evine Live Inc [2016-08-25]
Clinton Group Inc Valuevision Media Inc [2013-10-30]
Clinton Group Inc ROI Acquisition Corp II [2013-10-23]
Clinton Group Inc Nutri System Inc /DE/ [2013-09-30]
Clinton Group Inc Gleacher & Company Inc [2013-04-18]
Clinton Group Inc Neutral Tandem Inc [2013-01-31]
Clinton Group Inc Digital Generation Inc [2013-01-14]
Clinton Group Inc Community Financial Shares Inc [2012-12-31]
Clinton Group Inc WET SEAL Inc [2012-08-30]
Form 3/4/5 Subject 2011 - 2025
Hall George E.
Clinton Group Inc
Clinton Special Opportunities Master Fund Ltd.
GEH Capital Inc.
GlassBridge Enterprises, Inc.
Clinton Relational Opportunity LLC
Clinton Relational Opportunity Master Fund, L.P.
Clinton Magnolia Master Fund, Ltd.
Pacific Mercantile Bancorp
SBAV GP LLC
View All
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Western International Securities Inc
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Parkway Advisors LP
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Lindbrook Capital LLC
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Atalanta Sosnoff Management LLC
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