Nordwand Advisors LLC

Item 5           Fees and Compensation

   A.
                                   INVESTMENT ADVISORY SERVICES
         The Registrant’s annual investment advisory fee shall typically vary from negotiable up to
         1.50% of the total assets placed under the Registrant’s management/advisement, based
         upon various objective and subjective factors. However, in certain limited circumstances
         the Registrant may offer investment advisory services on a flat annual fee basis.

         As a result, clients could pay diverse fees based upon the market value of their assets, the
         complexity of the engagement, and the level and scope of the overall financial planning
         and/or consulting services to be rendered. The services to be provided by the Registrant to
         any particular client could be available from other advisers at lower fees. All clients and
         prospective clients should be guided accordingly.

         As discussed above, Registrant uses Dynasty’s TAMP services. Dynasty Platform Fee
         related charges are not included in the investment advisory fee you pay to Registrant. The
         client will be charged, separate from and in addition to your investment advisory fee, any
         applicable Platform Fees as well as applicable independent manager fees. Registrant does
         not receive any portion of the fees paid directly to Dynasty or the service providers made
         available through its platform, including the independent managers.

         Each of the Platform Fee and independent manager fees are determined by the particular
         program(s) and manager(s) with which your assets are invested and are calculated based
         upon a percentage of your assets under management, as applicable. The Platform Fee
         generally ranges from 0 - 0.19% annually, independent fixed income manager fees
         generally range from 0 - 0.90% annually, and independent equity manager fees generally
         range from 0 – 1.50% annually.

    The client will note the total fee reflected on your custodial statement will represent the
    sum of Registrant’s investment management fee, Platform Fee(s) and independent manager
    fee(s), accordingly. The client should review such statements to determine the total amount
    of fees associated with your requisite investments, and you should review your investment
    advisory agreement with Registrant to determine the investment management fee you pay
    to us.

B. Clients may elect to have the Registrant’s advisory fees deducted from their custodial
   account. Both Registrant’s Agreement and the custodial/clearing agreement may authorize
   the custodian to debit the account for the amount of the Registrant’s investment advisory
   fee and to directly remit that advisory fee to the Registrant in compliance with regulatory
   procedures.

    In the limited event that the Registrant bills the client directly, payment is due upon receipt
    of the Registrant’s invoice.

C. As discussed below, unless the client directs otherwise or an individual client’s
   circumstances require, Registrant shall generally recommend that Fidelity via National
   Financial Services (“NFS”) and/or Charles Schwab & Co., Inc. and its affiliates
   (“Schwab”) serve as broker-dealer/custodian for client investment management assets.
   Broker-dealers such as NFS and/or Schwab charge transaction fees for effecting certain
   securities transactions.

    In addition to the Registrant’s investment management fee and/or transaction fees, clients
    will also incur, relative to all mutual fund and exchange traded fund purchases, charges
    imposed at the fund level (e.g., management fees and other fund expenses). Clients
    engaging Independent Managers will incur additional investment advisory fees.

    Asset-Based Pricing Arrangements and Limitations: Registrant may recommend that
    clients enter into an “Asset-Based” pricing agreement with the account broker-
    dealer/custodian. Under an “Asset-Based” pricing arrangement, the broker-
    dealer/custodian charges the client a fixed percentage fee for all account
    commissions/transactions based on the amount of assets placed in custody and/or on the
    broker-dealer/custodian’s platform, and not based upon the number of transactions
    executed.

    Generally, in an Asset-Based pricing arrangement, the applicable fixed percentage fee
    decreases as the account value increases. In the alternative, the broker-dealer/custodian
    could charge a separate commission/transaction fee upon the execution of an account
    transaction. This is referred to as a “Transaction-Based” pricing arrangement. Under a
    Transaction-Based pricing arrangement, the amount of fees charged by the broker-
    dealer/custodian to the client will vary depending upon the number of and type of
    transactions that are placed for the account. Under either scenario, the fees charged by the
    respective broker-dealer/custodian are separate from, and in addition to the advisory fee
    payable by the client to Registrant.

    Registrant’s recommendation that a client enter into an Asset-Based pricing agreement
    with the account broker-dealer/custodian would depend upon whether, based upon
    anticipated account size and activity, Registrant reasonably believes that the client would
    benefit from the available pricing arrangement. However, account investment decisions are
    often more heavily driven by security selection and anticipated market conditions, as

         opposed to the amount of commission/transaction fees payable by clients to the account
         broker-dealer/custodian.

   D. Registrant's annual investment advisory fee shall be prorated and paid quarterly, in
      advance. When the Registrant’s advisory fee is calculated as a percentage of assets, the fee
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Item 7           Types of Clients

         The Registrant’s clients shall generally include individuals, business entities, trusts, estates
         and pension and profit-sharing plans.