Coastal Bridge Advisors LLC

Item 5 – Fees and Compensation

 Coastal Bridge Advisors offers its services on a fee basis, which can include fixed fees as well
 as fees based upon assets under management.

 As described in greater detail below, Coastal Bridge Advisors charges an annual advisory fee
 that is agreed upon with each client and set forth in the client’s investment advisory
 agreement. If we have agreed to provide investment advisory services to held-away accounts,
 our investment advisory fee will be charged on those assets and not solely assets held in the
 account of a custodian we recommend.

 Coastal Bridge Advisors and the client may choose to negotiate an annual advisory fee that
 varies from the schedule below. Factors upon which a different annual advisory fee will be
 based include, but are not limited to, the size and nature of the relationship, the services
 rendered, the nature and complexity of the products and investments involved, time
 commitments, and travel requirements. Coastal Bridge Advisors will, in its sole discretion,
 waive its fees in their entirety for friends and family of the Firm and/or reduce its fees for
 certain clients, and could change the above listed fee amounts at any time. The negotiated
 advisory fee may include the financial planning services described above.

 Clients who transitioned to Coastal Bridge Advisors from TrinityPoint have fee schedules/rates
 that are different than the fee schedule below. Those accounts have been grandfathered in
 under a previously executed investment advisory agreement. These fee schedules contain
 rates that in some cases are higher than Coastal Bridge’s current fee rates.

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Financial Planning and Consulting Fees
 Coastal Bridge Advisors offers financial planning services. Basic financial planning services are
 generally included in the investment management fee for clients who engage Coast Bridge
 Advisors for investment management services.

 For clients that we agree to provide financial planning and consulting services on a standalone
 basis, Coastal Bridge Advisors can charge a fixed fee and/or hourly fee. These fees are
 negotiable, but generally range from $5,000 to $120,000, depending upon the level and scope
 of the services and the professional rendering the services. If the client engages Coastal Bridge
 Advisors for investment management services, Coastal Bridge Advisors could potentially offset
 all or a portion of the financial planning and consulting fees that have been paid.

 Prior to engaging Coastal Bridge Advisors to provide financial planning and/or consulting
 services, the client is required to enter into a written agreement with Coastal Bridge Advisors
 setting forth the terms and conditions of the engagement. For one-time projects, Coastal
 Bridge Advisors generally requires one-half of the consulting fee (estimated fixed) payable
 upon entering the written agreement while the balance is generally due upon delivery of the
 completion of the agreed upon services. Ongoing services will be prorated and billed per the
 Agreement (typically monthly or quarterly).

Investment Management Fee
 Coastal Bridge Advisors generally provides investment management services for an annual
 asset-based fee. The manner in which we charge investment advisory fees is specified in the
 client agreement. After the initial billing period, Coastal Bridge Advisors’ asset-based fee is
 prorated and charged quarterly, in advance, based upon the market value of the assets on the
 last day of the previous quarter as valued by third-party sources selected by the Firm, such as
 Envestnet Inc. Cash, accrued dividends, accrued interest and the value of securities held on
 margin are included for billing purposes. Clients who joined Coastal Bridge Advisors from
 TrinityPoint continue to be billed as specified in their client agreements. If based on a
 percentage of the value of assets under management, the advisory fee of legacy TrinityPoint
 clients generally is payable quarterly in advance, based on the average daily value of the
 client’s accounts in, and through the last day of, the previous quarter, including cash, accrued
 dividends, accrued interest, and the value of securities purchased on margin.

 Our standard fee schedule is as follows:

                             PORTFOLIO VALUE                       ANNUAL
                                                                     FEE*
                                First $1,000,000                    1.25%
                            $1,000,000 - $5,000,000                 1.00%
                           $5,000,000 - $10,000,000                 0.80%
                          $10,000,000 - $50,000,000                 0.65%
                              Above $50,000,000                     0.50%

 *The fee rate shown applies only to client assets in that tier.

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 Notwithstanding the foregoing, the annual fee for assets under management in accounts held
 at Cidel Bank & Trust, Inc. (“Cidel”) will be negotiated and will generally be higher than the fee
 schedule set forth herein, due to the additional administrative cost associated with the Firm’s
 management of such accounts. As set forth in Item 12, below, the Firm will recommend Cidel
 as custodian to certain non-US clients and high net worth US clients with interests in foreign
 entities (e.g. trusts, limited liability companies, and partnerships).

 As stated above, the fee the client is obligated to pay is specified in the client agreement and
 the fees are potentially negotiable.

Retirement Plan Consulting Fees
Coastal Bridge Advisors charges as fixed project-based fee to provide clients with retirement
plan consulting services. Each engagement is individually negotiated and tailored to
accommodate the needs of the individual plan sponsor, as memorialized in the Agreement.
These fees are negotiable and vary based on the scope of the services to be rendered.

Subadvisory Arrangement
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Item 7 – Types of Clients

Coastal Bridge Advisors primarily provides its services to individuals, including high net worth
individuals, and families. However, Coastal Bridge Advisors also provides services to trusts,
estates, charitable organizations, insurance companies, corporations and business entities,
family offices, charitable foundations, ERISA plans, and retirement/profit-sharing plans.