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| Compass Financial Management LLC
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|
|---|---|
| CRD # | 156345 |
| SEC # | 801-118185 |
| CIK # | 0001317627, 0001563190, 0001964835, 0001666910 |
| AUM | 893.8 M (2026-05-18) |
| Employees | 33 (94% Investors, 6% Brokers) |
| Fees | |
| Minimum | |
| Phone | 813-597-6400 |
| Address | 2422 W Sunset Drive Tampa, FL 33629 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| iShares Comex Gold Trust | 3.7 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,955 | 402.0 |
| (b) Individuals (high net worth individuals) | 197 | 444.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 37 | 29.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 39 | 18.4 |
| (n) Other | 0 | 0.0 |
| Total | 3,799 | 893.8 |
| By Discretionary | ||
| Discretionary | 3,799 | 893.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3,799 | 893.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 893.8 | |
| Total | 3,799 | 893.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001317627] | |
| SC 13G | [0001317627] | |
| 10-K | [0001563190] | |
| 10-Q | [0001563190] | |
| 3 | [0001563190] | |
| 4 | [0001563190] | |
| 8-K | [0001563190] | |
| D | [0001563190] | |
| SC 13G | [0001563190] | |
| 13F-HR | [0001666910] | |
| 13F-HR | [0001964835] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Compass Inc COMP
Class A Common Stock
|
2026-03-23 | Tax withheld | 18,103 | $7.77 | 140,660 |
|
Compass Inc COMP
Performance Stock Unit (PSU) · derivative
|
2026-03-23 | Option exercise | 35,460 | $0.00 | |
|
Compass Inc COMP
Restricted Stock Unit (RSU) · derivative
|
2026-03-23 | Grant | 11,898 | $0.00 | |
|
Compass Inc COMP
Restricted Stock Unit (RSU) · derivative
|
2026-03-23 | Grant | 15,750 | $0.00 | |
|
Compass Inc COMP
Performance Stock Unit (PSU) · derivative
|
2026-03-23 | Grant | 70,921 | $0.00 | |
|
Compass Inc COMP
Restricted Stock Unit (RSU) · derivative
|
2026-03-23 | Grant | 64,696 | $0.00 | |
|
Compass Inc COMP
Restricted Stock Unit (RSU) · derivative
|
2026-03-23 | Grant | 156,959 | $0.00 | |
|
Compass Inc COMP
Restricted Stock Unit (RSU) · derivative
|
2026-03-23 | Grant | 18,431 | $0.00 | |
|
Compass Inc COMP
Class A Common Stock
|
2026-03-23 | Option exercise | 35,460 | $0.00 | |
|
Compass Inc COMP
Restricted Stock Unit (RSU) · derivative
|
2026-03-23 | Grant | 196,199 | $0.00 | |
|
Compass Inc COMP
Restricted Stock Unit (RSU) · derivative
|
2026-03-23 | Grant | 36,787 | $0.00 | |
|
Compass Inc COMP
Restricted Stock Unit (RSU) · derivative
|
2026-03-16 | Option exercise | 36,895 | $0.00 | |
|
Compass Inc COMP
Restricted Stock Unit (RSU) · derivative
|
2026-03-16 | Option exercise | 63,583 | $0.00 | |
|
Compass Inc COMP
Class A Common Stock
|
2026-03-16 | Tax withheld | 50,970 | $8.28 | 422,032 |
|
Compass Inc COMP
Restricted Stock Unit (RSU) · derivative
|
2026-03-16 | Option exercise | 19,795 | $0.00 | |
|
Compass Inc COMP
Class A Common Stock
|
2026-03-16 | Tax withheld | 28,941 | $8.28 | 239,631 |
|
Compass Inc COMP
Restricted Stock Unit (RSU) · derivative
|
2026-03-16 | Option exercise | 38,150 | $0.00 | |
|
Compass Inc COMP
Class A Common Stock
|
2026-03-16 | Option exercise | 56,690 | $0.00 | |
|
Compass Inc COMP
Class A Common Stock
|
2026-03-16 | Option exercise | 101,733 | $0.00 | |
|
Compass Inc COMP
Class A Common Stock
|
2026-03-03 | Gift | 30,296 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||
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