Compass Financial Management LLC

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Assets, Funds, Holdings

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Compass Financial Management LLC
CRD #156345
SEC #801-118185
CIK #0001563190, 0001666910, 0001964835, 0001317627
AUM $893.8 M (2026-05-18)
Employees 33 (94% Investors, 6% Brokers)
Phone813-597-6400
Address2422 W Sunset Drive
Tampa, FL 33629
Source [IAPD] [EDGAR] [Website] [Facebook]
Total AUM ($M)
90072054036018002010201520212027
Sector Form 13F Holdings Value ($M)
iShares Comex Gold Trust 3.7
 
 
 
 
 
 
 
 
 
 
Holdings by Sector ($M)
100080060040020002014201820222027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 1,955 402.0
(b) Individuals (high net worth individuals) 197 444.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 37 29.4
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 39 18.4
(n) Other 0 0.0
Total 3,799 893.8
By Discretionary
Discretionary 3,799 893.8
Non-Discretionary 0 0.0
Total 3,799 893.8
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 893.8
Total 3,799 893.8
EDGAR Form CIK 2011 - 2026
13F-HR [0001317627]
SC 13G [0001317627]
10-K [0001563190]
10-Q [0001563190]
3 [0001563190]
4 [0001563190]
8-K [0001563190]
D [0001563190]
SC 13G [0001563190]
13F-HR [0001666910]
13F-HR [0001964835]
Form 13D/13G Filer Form 13D/13G Subject Filed
Vanguard Portfolio Management LLC Compass Inc [2026-04-29]
FMR LLC Compass Inc [2024-11-12]
BlackRock Inc Compass Inc [2024-11-08]
BlackRock Inc Compass Inc [2024-10-24]
Reffkin Robert L Compass Inc [2023-02-13]
Vanguard Group Inc Compass Inc [2023-02-09]
SB Investment Advisers UK Ltd Compass Inc [2022-02-14]
Discovery Capital Management LLC / CT Compass Inc [2022-02-14]
Reffkin Robert L Compass Inc [2022-02-14]
Compass Group LLC Vasta Platform Ltd [2021-02-01]
View All
Form 3/4/5 Subject 2011 - 2026
Compass, Inc.
Reffkin Robert L.
Gustavson Timothy B.
Glass Ethan Charles
Wahlers Scott R.
McCarter Josh N.
Thomas-Graham Pamela
Williams Dawanna
Martell Frank
Leinwand Allan
View All
Comparable Firms State AUM ($B)
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IL 0.9
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NJ 0.9
BCG Securities Inc
NJ 0.9
Atlantic Private Wealth LLC
NC 0.9
Vance Wealth LLC
CA 0.9
Autopilot Advisers LLC
NY 0.9
Investment Partners Ltd
OH 0.9
Headinvest LLC
ME 0.9
Swisspartners Advisors AG
0.9
Southland Equity Partners LLC
0.9
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