|
⚲
|
| Keyboard |
| PPB Advisors LLC
✚
|
|
|---|---|
| CRD # | 152303 |
| SEC # | 801-96194 |
| CIK # | |
| AUM | 4,751.6 M (2026-03-23) |
| Employees | 42 (0% Investors, 24% Brokers) |
| Phone | 484-278-4017 |
| Address | 300 Barr Harbor Drive West Conshohocken, PA 19428 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Barrett Upton Private Equity Access Fund II LP | [2026-03-23] | 19.1 M | |
| Filed 2026-01-09 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Barrett Upton Tax-Efficient Income Fund LP | [2026-03-23] | 73.9 M | 46.1 M |
| Filed 2026-03-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Cap Uncorrelated Fund LP | [2026-03-23] | 3.2 M | 4.8 M |
| Filed 2025-05-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Dynasty Spear LLC | [2026-03-23] | 13.2 M | 13.2 M |
| Filed 2025-07-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | GHI AC Debt Feeder Fund LP | [2026-03-23] | 61.2 M | 61.2 M |
| Filed 2026-03-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $125,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Lincoln Park 2025 Fund LP | [2026-03-23] | 96.2 M | 96.2 M |
| Filed 2026-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | LotusGroup Incomeplus Fund IV LP | [2026-03-23] | 9.5 M | 8.0 M |
| Filed 2026-03-24 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Maslow Income Bridge Fund LP | [2026-03-23] | 16.8 M | 28.8 M |
| Filed 2025-05-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Matrix Novva LLC | [2026-03-23] | 12.3 M | 15.7 M |
| Offered $15,150,000 · Filed 2025-04-21 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining $2,865,000 · Duration One year or less · Net Assets $5,000,001 - $25,000,000 | ||||
| Other | PPB Newpoint Impact I Access Fund LP | [2026-03-23] | 9.9 M | 9.9 M |
| Filed 2026-03-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 119 | 4.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 119 | 4.8 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 119 | 4.8 |
| Total | 119 | 4.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 4.4 | |
| Total | 119 | 4.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Brendan Lake | Director, Executive Officer, Promoter | 139 | 15 | |
| Adam Stern | Executive Officer, Promoter | 116 | 10 | |
| Mark Feldman | Executive Officer | 206 | 6 | |
| Scs Capital Management LLC | Promoter | 87 | 4 | |
| James Martin | Executive Officer | 48 | 4 | |
| William Hodges | Director | 27 | 4 | |
| John Dipasquale | Executive Officer | 18 | 4 | |
| Thomas Bartlett | Executive Officer | 9 | 4 | |
| Bradley Lemon | Executive Officer | 7 | 4 | |
| Christina Burroughs | Executive Officer | 7 | 4 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Clients | 2 (4 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| Related People Network |
|---|
| 44 people file Form D offerings alongside this firm's people. |
| Comparable Firms | State | AUM |
|---|---|---|
|
GID Multifamily Investment Management LLC
✚
|
GA | 5,892.6 M |
|
Investcorp Investment Advisers LLC
✚
|
NY | 5,528.0 M |
|
ZAIS Group LLC
✚
|
NJ | 5,255.2 M |
|
Hines Capital Advisors LLC
✚
|
TX | 5,148.8 M |
|
Corient IA LLC
✚
|
FL | 5,109.7 M |
|
Avenue Capital Management II LP
✚
|
NY | 4,973.5 M |
|
Taconic Capital Advisors LP
✚
|
NY | 4,864.1 M |
|
Pennybacker Capital Management LLC
✚
|
TX | 4,862.0 M |
|
Contrarian Capital Management LLC
✚
|
CT | 4,788.3 M |
|
Menlo Equities V LLC
✚
|
CA | 4,694.9 M |