Cowen Investment Advisors LLC

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Cowen Investment Advisors LLC ✚
CRD #	110806
SEC #	801-54785
CIK #	0001275893
AUM
Employees	31 (13% Investors, 6% Brokers)
Fees
Minimum
Phone	646-562-1010
Address	599 Lexington Ave New York, NY 10022
Source	[IAPD] [EDGAR] [Website] [LinkedIn] [Instagram]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
PE	RCG IO Renergys SARL	2016-03-18		10.7 M
HF	Ramius Co-Investment III LLC	[2014-08-20]	0.9 M	0.7 M
	Filed 2014-08-20 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	RCL Linkem II LLC	[2014-02-26]	1.6 M	73.8 M
	Filed 2014-04-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	Ramius Merger Master Fund Ltd	[2013-11-12]	231.9 M	68.7 M
	Filed 2023-04-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $393,436 · Net Assets Decline to Disclose
HF	Ramius Co-Investment II LLC	[2013-07-19]	0.5 M	2.3 M
	Filed 2013-04-30 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ramius Merger Fund LLC	[2013-07-19]	327.3 M	35.5 M
	Filed 2023-04-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $780,857 · Net Assets Decline to Disclose
HF	Cowen Bluebird LLC	[2013-03-22]	2.0 M	2.0 M
	Filed 2013-07-24 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ramius Convertible Arbitrage Fund LP	2013-02-26		0.2 M
HF	Ramius Convertible Arbitrage Fund Ltd	2013-02-26		0.3 M
HF	Ramius Credit Opportunities Fund LP	2013-02-26		0.2 M
HF	Ramius Credit Opportunities Fund Ltd	2013-02-26		0.3 M
HF	Ramius Enterprise LP	[2013-01-04]	10.4 M	49.8 M
	Filed 2010-03-16 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ramius Enterprise Ltd	[2013-01-04]	10.4 M	8.2 M
	Filed 2010-03-16 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ramius Intermediate Fund LP	2013-01-04		103.6 M
HF	Ramius Levered Multi-Strategy Fund LP	2013-01-04		0.2 M
HF	Ramius Levered Multi-Strategy Fund Ltd	2013-01-04		0.4 M
HF	Ramius Merger Arbitrage Master Fund Ltd	2013-01-04		4.7 M
HF	Ramius Multi-Strategy Fund Euro Ltd	2013-01-04		2.2 M
HF	Ramius Multi-Strategy Fund II Ltd	2013-01-04		20.3 M
HF	Ramius Multi-Strategy Fund LP	2013-01-04		8.4 M
HF	Ramius Multi-Strategy Fund Ltd	[2013-01-04]	360.3 M	49.4 M
	Filed 2010-03-16 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Commission $1,712,098 · Net Assets Decline to Disclose
HF	Ramius Private Select Ltd	2013-01-04		124.2 M
HF	RCG ALNO LLC	[2013-01-04]	4.2 M	1.2 M
	Filed 2013-10-16 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	RCG Bolton LLC	[2013-01-04]	1.3 M	3.1 M
	Filed 2014-04-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	RCG Domestic LP	2013-01-04		39.5 M
HF	RCG II Intermediate LP	2013-01-04		35.7 M
HF	RCG International Opportunities SARL	2013-01-04		115.2 M
HF	RCG Linkem II LLC	[2013-01-04]	6.5 M	8.6 M
	Filed 2014-04-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	RCG Linkem LLC	[2013-01-04]	22.7 M	30.7 M
	Filed 2014-06-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	RCG O'Connell LLC	2013-01-04		2.7 M
HF	RCG PB Ltd	2013-01-04		11.1 M
HF	RCG Renergys LLC	[2013-01-04]	27.1 M	9.9 M
	Filed 2014-05-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	RCG Sanchez LLC	2013-01-04		23.4 M
HF	RCG Special Opportunities Fund Ltd	[2013-01-04]	281.8 M	164.9 M
	Filed 2013-07-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	RCG White Castle LLC	[2013-01-04]	4.1 M	3.3 M
	Filed 2013-07-24 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	RCG Williston I LLC	[2013-01-04]	1.7 M	0.1 M
	Filed 2013-07-08 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	RCL Linkem LLC	[2013-01-04]	27.3 M	13.9 M
	Filed 2014-04-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ramius Convertible Arbitrage Master Fund Ltd	2012-03-29		2.4 M
HF	Ramius Credit Opportunities Master Fund Ltd	2012-03-29		8.0 M
HF	Ramius Enterprise Master Fund Ltd	[2012-03-29]	10.4 M	112.9 M
	Filed 2010-03-16 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ramius Levered Multi-Strategy Master Fund Ltd	2012-03-29		3.7 M
HF	Ramius Multi-Strategy Fund II LP	2012-03-29		2.7 M
HF	Ramius Multi-Strategy Master Fund Ltd	[2012-03-29]	360.3 M	5.5 M
	Filed 2010-03-16 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Commission $1,712,098 · Net Assets Decline to Disclose
HF	Ramius Select Equity Fund LP	2012-03-29		1.6 M
HF	RCG Overseas Ltd	[2012-03-29]	360.3 M	56.2 M
	Filed 2010-03-16 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Commission $1,712,098 · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	2	0.2
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	10	0.3
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	16	0.5
By Discretionary
Discretionary	16	0.5
Non-Discretionary	0	0.0
Total	16	0.5
By Non-United States Persons
Non-United States Persons		0.2
United States Persons		0.3
Total	16	0.5

Form D Directors	Role	# Filings	# Firms
Cfs Company Ltd Cfs Company Ltd	Director	12	3
Ramius LLC Ramius LLC	Executive Officer	9	3
Morgan Stark	Director	5	3
Ramius Advisors LLC	Executive Officer	16	2
Marran Ogilvie	Director	6	2

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001275893]
13F-NT	[0001275893]

Firm Profile (Form ADV)
Discretionary AUM	$0.9B
Serves	Institutional
Fund Types	Hedge Fund, Private Equity
LEI	VR4B1033DFSW6GD35B69

Related Firms	State	AUM
Cowen Investment Advisors LLC ✚	NY
Cowen Investment Management LLC ✚	NY
Cowen Prime Services LLC ✚	NY

Cowen Investment Advisors LLC

Assets, Funds, Holdings