Cowen Prime Services LLC

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Cowen Prime Services LLC
CRD #153397
SEC #801-72184
CIK #0001543830
AUM
Employees 4 (100% Investors, 100% Brokers)
Phone646-562-1010
Address599 Lexington Avenue
New York, NY 10022
Source [IAPD] [EDGAR] [Website]
Total AUM ($MM)
4003202401608002009201320172022
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 62 359.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 200 359.0
By Discretionary
Discretionary 200 359.0
Non-Discretionary 0 0.0
Total 200 359.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 359.0
Total 200 359.0
EDGAR Form CIK 2011 - 2024
13F-HR [0001543830]
SC 13G [0001543830]
Form 13D/13G Filer Form 13D/13G Subject Filed
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Cowen Prime Services LLC Nephros Inc [2022-02-10]
Cowen Prime Services LLC Nephros Inc [2022-02-10]
Cowen Prime Services LLC Research Solutions Inc [2021-02-16]
Cowen Prime Services LLC Nephros Inc [2021-01-27]
Cowen Prime Services LLC PDF Solutions Inc [2020-06-04]
Cowen Prime Services LLC HTG Molecular Diagnostics Inc [2020-02-04]
Cowen Prime Services LLC Iteris Inc [2020-02-04]
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Related Firms State AUM ($BB)
Cowen Investment Management LLC
NY 2.1
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Cowen Prime Services LLC
NY 0.0
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