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| Cowen Investment Management LLC
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| CRD # | 151953 |
| SEC # | 801-70868 |
| CIK # | 0001066036, 0001657385, 0000048966, 0001652211, 0001466538, 0001475770 |
| AUM | |
| Employees | 67 (18% Investors, 15% Brokers) |
| Phone | 646-562-1010 |
| Address | 599 Lexington Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Cowen Digital Assset Investment Company LLC | [2022-03-30] | 59.7 M | 104.7 M |
| Filed 2022-05-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | CSI I Master Fund LP | 2020-03-30 | ||
| SA | Nautilus RMBS CDO I Ltd | 2012-03-30 | ||
| HF | RCG Baldwin LP | 2012-03-30 | 29.0 M | |
| SA | TABS 2004-1 Ltd | 2012-03-30 | 142.7 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 1.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.8 |
| Total | 12 | 2.1 |
| By Discretionary | ||
| Discretionary | 12 | 2.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.3 | |
| United States Persons | 0.8 | |
| Total | 12 | 2.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Cowen Investment Management LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000048966] | |
| 3 | [0000048966] | |
| 4 | [0000048966] | |
| SC 13G | [0000048966] | |
| 13F-NT | [0001066036] | |
| 10-K | [0001466538] | |
| 10-Q | [0001466538] | |
| 13F-HR | [0001466538] | |
| 3 | [0001466538] | |
| 4 | [0001466538] | |
| 5 | [0001466538] | |
| 8-K | [0001466538] | |
| D | [0001466538] | |
| SC 13D | [0001466538] | |
| SC 13G | [0001466538] | |
| 13F-HR | [0001475770] | |
| 13F-NT | [0001475770] | |
| D | [0001652211] | |
| 3 | [0001657385] | |
| 4 | [0001657385] | |
| SC 13D | [0001657385] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | YJZPNSPEVY2MX745S257 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Canna-Global Acquisition Corp CNGL
Class A Common Stock
|
2024-06-24 | Buy | 2,800 | $10.50 | 29,400 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-12 | Buy | 1,100 | $11.75 | 12,925 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-12 | Sell | 17,700 | $11.85 | 209,745 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-11 | Sell | 1,500 | $11.95 | 17,925 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-11 | Buy | 4,595 | $12.03 | 55,278 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-11 | Buy | 448 | $11.91 | 5,336 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-08 | Buy | 4,431 | $12.26 | 54,324 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-08 | Buy | 11,472 | $12.20 | 139,958 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-08 | Sell | 7,013 | $12.21 | 85,629 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-07 | Buy | 1,746 | $11.85 | 20,690 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-07 | Sell | 14,000 | $11.81 | 165,340 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-06 | Buy | 9,307 | $12.01 | 111,777 |
|
Star Holdings STHO
Common Shares of Beneficial Interest
|
2024-03-06 | Sell | 1,012 | $11.95 | 12,093 |
|
InFinT Acquisition Corp IFIN
Class A Ordinary Shares
|
2024-02-22 | Sell | 100,574 | $11.35 | 1,141,515 |
|
InFinT Acquisition Corp IFIN
Class A Ordinary Shares
|
2024-02-21 | Sell | 5,000 | $11.36 | 56,800 |
|
Canna-Global Acquisition Corp CNGL
Class A Common Stock
|
2023-12-18 | Sell | 5,000 | $10.90 | 54,500 |
|
Fusion Acquisition Corp II FSNB
Class A Common Stock
|
2023-09-01 | Other | 330,000 | $10.43 | 3,441,900 |
|
Fusion Acquisition Corp II FSNB
Class A Common Stock
|
2023-09-01 | Other | 138,648 | $10.43 | 1,446,099 |
|
Progress Acquisition Corp PGRW
Class A Common Stock
|
2023-05-09 | Other | 100,000 | $10.29 | 1,029,000 |
|
Fusion Acquisition Corp II FSNB
Class A Common Stock
|
2023-04-21 | Sell | 10,100 | $10.24 | 103,424 |
| showing 20 of 200 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
Cowen Investment Advisors LLC
✚
|
NY | |
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Cowen Investment Management LLC
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|
NY | |
|
Cowen Prime Services LLC
✚
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NY |