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Cowen Investment Management LLC
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CRD # | 151953 |
SEC # | 801-70868 |
CIK # | 0001657385, 0000048966, 0001466538, 0001066036, 0001652211, 0001475770 |
AUM | $2.1 BB (2023-03-31) |
Employees | 68 (40% Investors, 19% Brokers) |
Phone | 646-562-1010 |
Address | 599 Lexington Avenue New York, NY 10022 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
SLVM | 1.4 | 0.1 | |
RNA | 0.7 | 0.1 | |
ESTA | 1.4 | 0.1 | |
AVDL | 0.1 | 0.0 | |
STOK | 0.5 | 0.0 | |
SCPH | 0.1 | 0.0 | |
SMFG | 41.3 | 0.0 | |
IMCR | 1.6 | 0.0 | |
IMVT | 0.3 | 0.0 | |
RCKT | 0.8 | 0.0 | |
View All |
Holdings by Sector ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
PE | Cowen Digital Assset Investment Company LLC | [2022-03-30] | 59.7 | 46.1 |
Other | CSI Crown Co-Investment LP | [2022-03-30] | 50.0 | 50.2 |
PE | TriArtisan SBE Partners LLC | [2022-03-30] | 6.6 | 6.9 |
PE | TriArtisan Special Opportunities Fund I LP | [2022-03-30] | 28.8 | 4.6 |
Other | CSI Coral Blue Co-Investment LP | [2021-03-31] | 138.2 | 167.1 |
Other | CSI Prodigy Co-Investment LP | [2021-03-31] | 0.0 | 50.9 |
Other | CSI PRTA Co-Investment LP | [2021-03-31] | 50.0 | 101.3 |
PE | Cowen Sustainable Investments I LP | [2020-03-30] | 150.6 | 502.5 |
PE | Cowen Sustainable Investments Offshore I LP | [2020-03-30] | 154.0 | 508.9 |
PE | CSI I Master Fund B LP | 2020-03-30 | 181.9 | |
View All |
AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 13 | 1.8 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.5 |
Total | 19 | 2.3 |
By Discretionary | ||
Discretionary | 19 | 2.3 |
Non-Discretionary | 0 | 0.0 |
Total | 19 | 2.3 |
By Non-United States Persons | ||
Non-United States Persons | 1.0 | |
United States Persons | 1.3 | |
Total | 19 | 2.3 |
Form D Directors | # Filings | # Firms | 2011 - 2024 |
---|---|---|---|
Rohit Manocha | 7 | ||
Gerald Cromack | 7 | ||
CSI GP I LLC | 9 | ||
Ewa Kozicz | 9 | ||
Vusal Najafov | 8 | ||
Cowen Sustainable Advisors LLC | 2 | ||
Cowen Investment Management LLC | 1 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0000048966] | |
3 | [0000048966] | |
4 | [0000048966] | |
SC 13G | [0000048966] | |
13F-NT | [0001066036] | |
10-K | [0001466538] | |
10-Q | [0001466538] | |
13F-HR | [0001466538] | |
3 | [0001466538] | |
4 | [0001466538] | |
5 | [0001466538] | |
8-K | [0001466538] | |
D | [0001466538] | |
SC 13D | [0001466538] | |
SC 13G | [0001466538] | |
13F-HR | [0001475770] | |
13F-NT | [0001475770] | |
D | [0001652211] | |
3 | [0001657385] | |
4 | [0001657385] | |
SC 13D | [0001657385] |
Related Firms | State | AUM ($BB) |
---|---|---|
Cowen Investment Management LLC
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|
NY | 2.1 |
Cowen Investment Advisors LLC
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|
NY | 0.5 |
Cowen Prime Services LLC
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|
NY | 0.0 |
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---|---|---|
QVT Financial LP
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|
NY | 2.2 |
SageView Capital LP
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|
CT | 2.2 |
Tree Line Capital Partners LLC
✚
|
CA | 2.2 |
Dynamic Beta Investments LLC
✚
|
NY | 2.1 |
Coliseum Capital Management LLC
✚
|
CT | 2.1 |
Hollis Park Partners LP
✚
|
NY | 2.1 |
Sandler Capital Management
✚
|
NY | 2.1 |
York Capital Management Global Advisors LLC
✚
|
NY | 2.1 |
Toscafund Asset Management LLP
✚
|
2.1 | |
Glouston Capital Partners LLC
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|
MA | 1.9 |