Cowen Investment Advisors LLC

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Assets, Funds, Holdings

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Cowen Investment Advisors LLC
CRD #110806
SEC #801-54785
CIK #0001275893
AUM
Employees 31 (13% Investors, 6% Brokers)
Phone646-562-1010
Address599 Lexington Ave
New York, NY 10022
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($B)
5.04.03.02.01.00.01999200720152024
Type Form D Funds Date Sold ($M) AUM ($M)
PE RCG IO Renergys SARL 2016-03-18 10.7
HF Ramius Co-Investment III LLC [2014-08-20] 0.9 0.7
HF RCL Linkem II LLC [2014-02-26] 1.6 73.8
HF Ramius Merger Master Fund Ltd [2013-11-12] 231.9 68.7
HF Ramius Co-Investment II LLC [2013-07-19] 0.5 2.3
HF Ramius Merger Fund LLC [2013-07-19] 327.3 35.5
HF Cowen Bluebird LLC [2013-03-22] 2.0 2.0
HF Ramius Convertible Arbitrage Fund LP 2013-02-26 0.2
HF Ramius Convertible Arbitrage Fund Ltd 2013-02-26 0.3
HF Ramius Credit Opportunities Fund LP 2013-02-26 0.2
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 2 0.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 10 0.3
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 16 0.5
By Discretionary
Discretionary 16 0.5
Non-Discretionary 0 0.0
Total 16 0.5
By Non-United States Persons
Non-United States Persons 0.2
United States Persons 0.3
Total 16 0.5
Form D Directors # Filings # Firms 2011 - 2025
Cfs Company Ltd Cfs Company Ltd 12
Ramius LLC Ramius LLC 9
Marran Ogilvie 6
Morgan Stark 5
Ramius Advisors LLC 16
Ramius Advisors LLC Ramius Advisors LLC 5
EDGAR Form CIK 2011 - 2025
13F-HR [0001275893]
13F-NT [0001275893]
Related Firms State AUM ($B)
Cowen Investment Advisors LLC
NY 0.0
Cowen Investment Management LLC
NY 0.0
Cowen Prime Services LLC
NY 0.0
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