Dean Roland Russell LLC

Item 5 | Fees and Compensation

Fees for Ongoing Wealth Management Services
We charge fees based on a standard fee schedule, as described below, that we believe is market-
based and competitive. Our standard fee schedule, ranges from 1% to 0.3% of the value of your
portfolio, per annum, with a minimum annual fee of $7,500. All fees are subject to negotiation.

The way we charge for ongoing wealth management services is established in your written
agreement with us. We bill our fees quarterly, in arrears. Your quarterly fee is calculated as one
quarter of the percentage outlined in the agreed-upon fee schedule. Fees are based on the value of
the managed portfolio on the last day of the calendar quarter (excluding any self-managed accounts
or securities) without reduction for margin borrowing and regardless of whether the assets are in
cash or other securities. You authorize us to directly debit the fees from specific client accounts
designated by you. The wealth management fee accrues daily and is payable on the last day of the
calendar quarter or on the effective date of termination.

       Investable Assets                      Annual Fee
       $0 to $2,000,000*                      1.0% (0.01) annually
       $2,000,001 to $3,000,000               0.5% (0.005) annually
       $3,000,001 to $5,000,000               0.4% (0.004) annually
       Greater than $5,000,000                0.3% (0.003) annually

               *Minimum annual fee = $7,500

       Example: If we are managing $3,000,000 of assets for you, $2,000,000 @ 1.0%
       ($20,000), plus $1,000,000 @ 0.5% ($5,000) would equal an annual average fee of
       0.83%, or $25,000.

Depending on the existing agreement, some clients could have wealth management fees calculated
based on the value of the managed portfolio on June 30 of each year.

We do not receive any fees or compensation related to the sale of purchase of securities or other
investment products. Neither we nor any of our employees or partners receive any commissions
from sponsors of investment products.

Our fees are exclusive of brokerage commissions, transaction fees, and other related costs and
expenses charged by others, and which are paid by you. You may incur certain charges imposed
by custodians, brokers, third party investments and other third-party activities such as fees charged
by managers or custodians, deferred sales charges, odd-lot differentials, transfer taxes, wire
transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities
transactions. Mutual funds and exchange-traded funds also charge internal management fees,
which are disclosed in each fund’s prospectus. Such charges, fees and commissions are exclusive
of and in addition to our fees, and we shall not receive any portion of these commissions, fees, and
costs.

Item 7 | Types of Clients
Our focus is on families often extending several generations. We provide services for individuals,
pension and profit-sharing plans, trusts, estates or charitable organizations, and corporations or
other types of business entities. Most of our clients are individuals, trusts established by our clients
(or deceased clients), and executors of our deceased clients. We do not have an absolute minimum
for investment portfolios or a minimum account size. We have a minimum wealth management
fee of $7,500, although exceptions may be made for certain situations.

                                    Dean Roland Russell | Family Wealth Management            6

                                                                         Form ADV Part 2A