|
⚲
|
| DFC Preferred Advisors LLC
✚
|
|
|---|---|
| CRD # | 309927 |
| SEC # | 801-119781 |
| CIK # | |
| AUM | $204.9 MM (2024-02-28) |
| Employees | 3 (67% Investors, 100% Brokers) |
| Phone | 877-855-3434 |
| Address | 443 N Willson Avenue Bozeman, MT 59715 |
| Source | [IAPD] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 204.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 204.9 |
| By Discretionary | ||
| Discretionary | 1 | 204.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 204.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 204.9 | |
| Total | 1 | 204.9 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Cove Capital Management Inc
✚
|
TN | 0.2 |
|
OT Management LLC
✚
|
MA | 0.2 |
|
SG Trading Solutions LLC
✚
|
UT | 0.2 |
|
Hmount Asset Management HK Limited
✚
|
0.2 | |
|
Hudson Canyon Capital Management LLC
✚
|
NY | 0.2 |
|
VSV Management LLC
✚
|
FL | 0.2 |
|
Rice Financial Consulting Inc
✚
|
CA | 0.2 |
|
EKON Advisors LLC
✚
|
MO | 0.2 |
|
Concinnity Advisors LP
✚
|
FL | 0.2 |
|
Deepwork Capital LLC
✚
|
FL | 0.2 |