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| Happy Holidays!! thanks for using AUM13F!! |
| DG Capital Management LLC
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| CRD # | 157258 |
| SEC # | 801-72420 |
| CIK # | 0001123798, 0001512716, 0001966759 |
| AUM | $489.4 M (2025-03-28) |
| Employees | 10 (100% Investors, 0% Brokers) |
| Phone | 646-942-5700 |
| Address | 460 Park Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Mercury General Corp | 66.6 | ||
| Tenet Healthcare Corp | 34.5 | ||
| Burford Capital Ltd | 29.6 | ||
| Pacific Datavision Inc | 25.0 | ||
| Cooper Companies Inc | 21.6 | ||
| Eldorado Resorts Inc | 20.2 | ||
| Community Health Systems Inc | 11.7 | ||
| Glatfelter P H Co | 10.6 | ||
| United Insurance Holdings Corp | 10.0 | ||
| Talen Energy Corp | 9.3 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | DG Special Opportunities LP | [2021-03-30] | 20.9 | 12.6 |
| HF | DG Credit Opportunities LP | [2014-03-31] | 14.5 | 12.5 |
| HF | DG Value Partners II Master Fund LP | [2013-04-01] | 84.7 | 405.4 |
| HF | DG Value Partners II LP | 2013-02-21 | 49.0 | |
| HF | DG Value Partners LP | [2012-03-30] | 122.7 | 46.7 |
| HF | Special Situations LLC | 2012-03-30 | 47.0 | |
| HF | Special Situations X LLC | 2012-03-30 | 46.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 452.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 9 | 37.3 |
| Total | 13 | 489.4 |
| By Discretionary | ||
| Discretionary | 13 | 489.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 13 | 489.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 68.4 | |
| United States Persons | 421.0 | |
| Total | 13 | 489.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Kevin Phillip | 183 | ||
| Alan Kelly | 37 | ||
| Dov Gertzulin | 8 | ||
| DG Capital Management LLC | 6 | ||
| DG Capital Partners LLC | 2 | ||
| DG Special Opportunities GP LLC | 1 | ||
| Allen Kelly | 1 | ||
| DG Capital Partners III LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001123798] | |
| 13F-HR | [0001512716] | |
| 3 | [0001512716] | |
| 4 | [0001512716] | |
| SC 13D | [0001512716] | |
| SC 13G | [0001512716] | |
| D | [0001966759] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| DG Capital Management, LLC | |
| Gertzulin Dov | |
| INVACARE HOLDINGS Corp | |
| INNOVATE Corp. |
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