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| DG Capital Management LLC
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|
|---|---|
| CRD # | 157258 |
| SEC # | 801-72420 |
| CIK # | 0001123798, 0001512716, 0001966759 |
| AUM | $398.1 MM (2023-03-28) |
| Employees | 10 (100% Investors, 0% Brokers) |
| Phone | 646-942-5700 |
| Address | 460 Park Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| THC | 5,978.6 | 21.8 | |
| EVRI | 1,528.3 | 19.9 | |
| CZR | 9,211.3 | 17.9 | |
| HTZ | 7,269.6 | 17.5 | |
| INSE | 243.9 | 14.0 | |
| UTHR | 10,601.0 | 11.9 | |
| FENC | 151.5 | 10.4 | |
| TPB | 519.6 | 10.3 | |
| SUM | 2,776.5 | 10.2 | |
| BUR | 2,238.7 | 10.2 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | DG Special Opportunities LP | [2021-03-30] | 20.9 | 12.6 |
| HF | DG Credit Opportunities LP | [2014-03-31] | 14.5 | 12.5 |
| HF | DG Value Partners II Master Fund LP | [2013-04-01] | 22.2 | 331.9 |
| HF | DG Value Partners II LP | 2013-02-21 | 49.0 | |
| HF | DG Value Partners LP | [2012-03-30] | 121.9 | 38.0 |
| HF | Special Situations LLC | 2012-03-30 | 47.0 | |
| HF | Special Situations X LLC | 2012-03-30 | 46.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 369.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 8 | 28.1 |
| Total | 12 | 398.1 |
| By Discretionary | ||
| Discretionary | 12 | 398.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12 | 398.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 59.9 | |
| United States Persons | 338.2 | |
| Total | 12 | 398.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Kevin Phillip | 148 | ||
| Jason Fitzgerald | 81 | ||
| Dov Gertzulin | 8 | ||
| DG Capital Management LLC | 6 | ||
| DG Capital Partners LLC | 2 | ||
| DG Special Opportunities GP LLC | 1 | ||
| DG Capital Partners III LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001123798] | |
| 13F-HR | [0001512716] | |
| 3 | [0001512716] | |
| 4 | [0001512716] | |
| SC 13D | [0001512716] | |
| SC 13G | [0001512716] | |
| D | [0001966759] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| INVACARE HOLDINGS Corp | |
| Gertzulin Dov | |
| DG Capital Management, LLC | |
| INNOVATE Corp. |
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