DLK Investment Management

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Assets, Funds, Holdings

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DLK Investment Management
CRD #149096
SEC #801-69825
CIK #0002016793
AUM $435.0 M (2025-03-20)
Employees 7 (86% Investors, 0% Brokers)
Phone858-433-3200
Address238 North Cedros Ave
Solana Beach, CA 92075
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
4503602701809002007201320192026
CIK Period
0002016793
Sector Form 13F Holdings Value ($M)
Microsoft Corp 18.1
Apple Inc 14.0
Alphabet Inc 11.8
VISA Inc 10.9
Costco Wholesale Corp /NEW 10.0
J P Morgan Chase & Co 9.1
Intercontinentalexchange Group Inc 9.0
Waste Management Inc 7.6
United Technologies Corp /DE/ 7.5
Wal Mart Stores Inc 7.2
Honeywell International Inc 7.1
Bridge Investment Group Holdings Inc 7.1
Abbott Laboratories 6.8
Amazon Com Inc 6.4
Illinois Tool Works Inc 6.0
Facebook Inc 6.0
Amgen Inc 5.8
Tesla Motors Inc 5.8
Johnson & Johnson 5.6
Home Depot Inc 5.6
Chipotle Mexican Grill Inc 5.6
Schwab Charles Corp 5.4
McCormick & Co Inc 5.1
Constellation Brands Inc 5.0
Danaher Corp /DE/ 4.9
McDonalds Corp 4.8
PepsiCo Inc 4.7
Cisco Systems Inc 4.6
Medtronic Holdings Ltd 4.6
Adobe Systems Inc 4.5
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 397 196.3
(b) Individuals (high net worth individuals) 34 183.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 3 0.5
(h) Charitable organizations 8 18.9
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 28 35.9
(n) Other 0 0.0
Total 1,122 435.0
By Discretionary
Discretionary 1,082 384.7
Non-Discretionary 40 50.3
Total 1,122 435.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 435.0
Total 1,122 435.0
EDGAR Form CIK 2011 - 2025
13F-HR [0002016793]
Comparable Firms State AUM ($B)
Smart Wealth LLC
NE 0.4
Alliance Wealth Advisors LLC
PA 0.4
Alaethes Wealth LLC
0.4
TrueWealth Advisors LLC
AL 0.4
Park Edge Advisors LLC
OH 0.4
Prentiss Smith & Company Inc
VT 0.4
Penobscot Wealth Management
ME 0.4
QBOX Fiduciary Solutions LLC
IN 0.4
Elevated Capital Advisors LLC
UT 0.4
Lighthouse Financial Services Inc
CA 0.4
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