Pathway Financial Advisers LLC

Item 5: Fees and Compensation
A. Fee Schedule

Investment Supervisory Services Fees

PFA will meet with the client prior to providing investment supervisory services to their account.
Clients will be educated about their investments and together with PFA will determine the
appropriate investments. PFA will then open the client account and allocate the assets
accordingly. PFA will charge an hourly fee of $150 to complete this due diligence prior to
managing client accounts based on the fee schedule below.

                                                         PFA Annualized Fee
              Assets Under Management                   (deducted quarterly in
                                                               arrears)
                     First $500,000                              0.8 %

                  On Next $500,000                               0.6 %

                  On Next $1,000,000                             0.4 %
                   Over $2,000,000                               0.2 %

            At Account inception or large infusion of capital: Hourly Fee $ 150 for
             due diligence, portfolio design/implementation, account setup, and
                                      managing transfers.
                    Under certain circumstances, fees may be negotiable.

These fees may be negotiable depending upon the needs of the client and complexity of the
situation, and the final fee schedule is attached as Exhibit II of the Investment Advisory Contract.
Fees are billed quarterly in arrears, and clients may terminate their contracts with thirty days’
written notice. Because fees are charged in arrears, no refund policy is necessary. Clients may
terminate their accounts without penalty within 5 business days of signing the advisory contract.

Qualified and Non-Qualified Plan Management Services

PFA charges .35% annually, billed quarterly in arrears, for Qualified and Non-Qualified Plan
Management, including 401k plans. This fee is negotiable, at PFA’s discretion, based on the value
of the plan and account.

Hourly Fees

Depending upon the complexity of the situation and the needs of the client, the hourly fee for
these services is $150. The fees are negotiable, and the final fee schedule will be attached as Exhibit
II of the Financial Planning Agreement. Fees are paid in arrears upon completion. Because fees
are charged in arrears, no refund is necessary. Clients may terminate their contracts without
penalty within five business days of signing the advisory contract.

       B. Payment of Fees

       Payment of Investment Supervisory Fees

       Advisory fees are withdrawn directly from the client’s accounts with client’s written
       authorization. Fees are paid quarterly.

       Payment of Financial Planning Fees

       Hourly Financial Planning fees are paid via check in arrears upon completion. Because fees are
       charged in arrears, no refund is necessary.

       C. Clients Are Responsible For Third Party Fees

       Clients are responsible for the payment of all third-party fees (i.e. custodian fees, brokerage fees,
       mutual fund fees, transaction fees, etc.). Those fees are separate and distinct from the fees and
       expenses charged by PFA. Please see Item 12 of this brochure regarding broker/custodian.

       D. Prepayment of Fees

       PFA collects its fees in arrears. It does not collect fees in advance.

       E. Outside Compensation For the Sale of Securities to Clients

       Neither PFA nor its supervised persons accept any compensation for the sale of securities or other
       investment products, including asset-based sales charges or services fees from the sale of mutual
       funds.

types of clients:

               ⋅   Individuals
               ⋅   Charitable Organizations
               ⋅   High-Net-Worth Individuals
               ⋅   Pension and Profit-Sharing Plans

Minimum Account Size
There is no account minimum.