Eagleson Arndt Financial Advisors LLC

Item 5 – Fees and compensation
EAFA provides investment portfolio review as well as general non-securities advice on
topics including tax planning, estate planning, budgeting and cash flow, and/or fringe
benefit analysis.
Financial Planning and Consulting
Fees are billed at a rate of $300 per hour and are paid as services are rendered. Fees are
negotiable. Prepayment of fees will not exceed $1,200 per client, 6 months or more in
advance.
Clients may choose from the following schedule:
Investment Management
       Assets under Management                    Annual Advisory Fee
       Any Assets                                 Maximum 1.25%
*Our firm’s fees are billed on a pro-rata annualized basis quarterly in advance based on the
value of your account at the end of the previous quarter.
For the initial quarter of investment management services, the first quarter’s fees shall be
calculated on a pro rata basis.
The annual fee for investment management services provided are based upon a percentage
(%) of the market value of the Assets under management in accordance with the fee
schedule in the Agreement signed by the Client. EAFA considers cash to be an asset class
and part of Assets under management and subject to the same fee calculation as the Client’s
non-cash investments.
Payment for management fees will be made by the qualified custodian holding the client’s
funds and securities provided the client provides written authorization permitting the fees
to be paid directly from the client’s account. EAFA will not have access to client funds for
payment of fees without client consent in writing. Further, the qualified custodian agrees to
deliver a quarterly account statement directly to the client showing all disbursements from
the account. The client is encouraged to review their account statements for accuracy.
EAFA will receive a duplicate copy of the statement that was delivered to the client.
Alternatively, EAFA may invoice clients directly for portfolio management fees. When
clients are billed directly, payment is due upon receipt of EAFA’s invoice.
General Information Regarding Advisory Services and Fees
EAFA does not represent, warrant, or imply that the services or methods of analysis used
by EAFA can or will predict future results, successfully identify market tops or bottoms, or
insulate clients from losses due to market corrections.
Advice offered by EAFA may involve investments in mutual funds. Clients are hereby
advised that all fees paid to EAFA for investment supervisory services are separate and
distinct from the fees and expenses charged by mutual funds to their shareholders, as

described in each fund’s prospectus. These fees will generally include a management fee
and other fund expenses. Further, transaction charges may be applicable when purchasing
and selling securities. EAFA does not share in any portion of the transaction charges
imposed by the custodian holding the client funds or securities. Clients should review all
fees charged by mutual funds, EAFA, and others to fully understand the total amount of fees
to be paid by the client.
Clients may also incur “account termination fees” upon the transfer of an account from one
brokerage firm (custodian) to another. The range for these account termination fees is
believed to range generally $0 to $200 at present, but at times may be much higher. Clients
should contact their custodians (brokerage firms, bank or trust company, etc.) to determine
the amount of account termination fees that may be charged and deducted from their
accounts for any existing accounts that may be transferred.
Such transaction charges, fees and commissions are exclusive of and in addition to the
firm’s fee, and the firm does not receive any portion of these commissions, fees, and costs.
Item 12 further describes the factors that the firm considers in selecting or recommending
broker-dealers for client transactions and determining the reasonableness of their
compensation (e.g., commissions).
Asset-advised-upon percentage method of compensation can still at times lead to conflicts of
interest between EAFA and the client as to the advice provided by EAFA. For example,
conflicts of interest may arise relating to the following financial decisions in life: incur or pay
down debt; gift funds to charities or to individuals; purchases of a (larger) home or cars or
other non-investment assets; the purchase of a lifetime immediate annuity; expenditures of
funds for travel or other activities; investment in private equity investments (private real
estate ventures, closely held businesses, etc.); and the amount of funds to place in non-
managed cash reserve accounts. EAFA has adopted internal policies to properly manage
these and other potential conflicts of interest. EAFA’s goal is that advice to the client remains
at all times in the client’s best interest, disregarding any impact of the decision upon EAFA.
The advisory agreement, unless otherwise stated, is for a period of one year. The advisor
or the client may terminate this Agreement at any time via email or regular mail at any time
thirty (30) days prior notice. Notice shall be in writing and delivered to the appropriate
party’s last known physical address or email. Any unpaid fees that have been earned by the
Advisor shall be paid within fifteen (15) days of the termination of the Agreement.
Unearned prepaid fees shall be refunded to the client upon termination for any reason.
There is no provision for refunds for work that has already been performed.
EAFA believes that the charges and fees offered within its programs are competitive with
alternative programs available through other firms offering a similar range of services;
however, lower fees for comparable services may be available from other sources. A client
could invest in mutual funds directly, without the services of EAFA. In that case, the client
would not receive the services provided by EAFA which are designed, among other things,
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Item 7 – Types of Clients
EAFA provide financial planning services to individuals, high net worth individuals,
charitable institutions, small businesses, trust and estates.