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|
| Keyboard |
| Effective Assets Inc
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|---|---|
| CRD # | 285744 |
| SEC # | 801-120391 |
| CIK # | |
| AUM | 165.1 M (2026-02-04) |
| Employees | 2 (50% Investors, 0% Brokers) |
| Phone | 510-549-2525 |
| Address | |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 83 | 32.8 |
| (b) Individuals (high net worth individuals) | 41 | 121.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 9.9 |
| (h) Charitable organizations | 0 | 1.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 410 | 165.1 |
| By Discretionary | ||
| Discretionary | 320 | 160.0 |
| Non-Discretionary | 90 | 5.2 |
| Total | 410 | 165.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 165.1 | |
| Total | 410 | 165.1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 2 |
| Serves | Institutional, Retail, Research |
| Comparable Firms | State | AUM |
|---|---|---|
|
Boyer Financial Services Inc
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CA | 167.0 M |
|
Specialized Retirement Consultants LLC
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166.6 M | |
|
Retirement Resources LLC
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MI | 166.1 M |
|
Breachway Investments LLC
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|
Bridgeway Wealth Management LLC
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IA | 164.6 M |
|
Black Barn Financial LLC
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TX | 164.6 M |
|
Naples Money Management LLC
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|
FL | 164.4 M |
|
Curtis Financial Planning LLC
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|
163.5 M | |
|
Bell City Wealth Inc
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|
OH | 163.3 M |
|
Collie Financial Planning Inc
✚
|
NC | 162.9 M |