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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Effective Assets Inc
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|---|---|
| CRD # | 285744 |
| SEC # | 801-120391 |
| CIK # | |
| AUM | $151.3 M (2025-01-25) |
| Employees | 2 (50% Investors, 0% Brokers) |
| Phone | 510-549-2525 |
| Address | |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 86 | 33.3 |
| (b) Individuals (high net worth individuals) | 38 | 108.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 8.2 |
| (h) Charitable organizations | 0 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 405 | 151.3 |
| By Discretionary | ||
| Discretionary | 315 | 143.9 |
| Non-Discretionary | 90 | 7.3 |
| Total | 405 | 151.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 151.3 | |
| Total | 405 | 151.3 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Five Pine Wealth Management Inc
✚
|
ID | 0.2 |
|
Willamette Financial Advisors LLC
✚
|
OR | 0.2 |
|
Davidson Advisory Group LLC
✚
|
NC | 0.2 |
|
Bridgeway Wealth Management LLC
✚
|
IA | 0.2 |
|
Amphora Wealth Management LLC
✚
|
NC | 0.2 |
|
Ivy League Financial Advisors LLC
✚
|
MD | 0.2 |
|
O'Dell Capital Management
✚
|
OH | 0.2 |
|
Crossover Capital Brands LLC
✚
|
PA | 0.2 |
|
Elite Income Advisors Inc
✚
|
MD | 0.2 |
|
Gilbert Greg RIA LLC
✚
|
CA | 0.2 |