Elevation Wealth Management LLC

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s Disclosure Brochure at least 48 hours prior to
signing the investment advisory contract, the investment advisory contract may be terminated by
the Client within five (5) business days of signing the contract without incurring any advisory fees.
How we are paid depends on the type of advisory service we are performing.
    Investment Management Services (EWM Manages)

Our standard advisory fee is based on the market value of the assets under management and is
calculated as follows:

                    Assets Under Management                           Annual Advisory Fee
                           $0 - $250,000                                      1.50%
                       $250,001 - $500,000                                    1.25%
                       $500,001 - $1,000,000                                  1.00%
                      $1,000,001 - $3,000,000                                 0.85%
                      $3,000,001 - $5,000,000                                 0.75%
                      $5,000,001 and Above                                    0.65%

EWM provides investment management services for an annual fee based on a percentage of the

market value of the assets being managed by EWM. The fees charged for Assets under
Management are blended. As an example, the first $250,000 of assets managed will be at 1.5%,
the next $250,000 at 1.25%, the next $500,000 at 1.00%. The annual fees are negotiable and are
prorated and paid in advance on a quarterly basis based on the assets invested value as of the last
business day of the calendar quarter.
Deposits within each quarter will be billed in arrears and prorated for the remaining days. Fees
will be added to the next quarter’s billing cycle. Withdrawals within each quarter will not be
prorated for the remaining days and fees will not be refunded on the next quarter’s billing cycle.

We may have clients with a grandfathered fee schedule different from above.

No increase in the annual fee shall be effective without agreement from the client by signing a new
agreement or amendment to their current advisory agreement. EWM will not be compensated
based on the basis of a share of capital gains or capital appreciation of the assets in the Account.
Lower fees for comparable services may be available from other service providers.

In the event of termination, a prorated amount of any prepaid fees will be returned to the Client.

Note: The above listed fee calculation uses the number of days in the quarter in which the
account was managed. Client Billing on Investment Management services is calculated (pro-
rated) based on the number of days in the quarter in which the account is managed. Use of
outside managers and their fees are defined in a service agreement with EWM, as well as in
outside manager’s ADV which is delivered to the client at least annually. Depending on the
outside manager, fees may be deducted from the custodian and reflected on the custodial
statement.

    Held Away Account Services – Billing

Fees for held away account services are included in the Investment management fees according to
the above listed fee schedule.

   Financial Planning Services

Hourly financial planning services are charged a rate of $250.00 per hour. For hourly engagements,
an estimate of the number of hours required to complete the work will be provided at the
commencement of the engagement. Half of the estimate will be due up front, and the other half at
the completion of the engagement.

Ongoing financial planning services are charged an annual fee ranging from $5,000 to $15,000
depending on the range of services provided (please refer to Item 4). Ongoing financial planning
fees are negotiable and are charged quarterly in advance.

Project-based financial planning services are charged a flat fee ranging from $500 to $5,000
depending on the range of services provided (please refer to Item 4). The fee is negotiable. When
this service is selected, half of the fee is due at the beginning of the process and the remainder is

due upon completion of work.

    Employee Benefit Plan Consulting Fee
EWM will be compensated for Employee Benefit Plan Consulting services according to the
value of plan assets not to exceed 1.00% of total plan assets or a fixed fee ranging between
$5,000 and $50,000. The annual fees are negotiable, pro-rated and paid in advance on a
quarterly basis. This does not include fees to other parties, such as RecordKeepers,
Custodians, or Third-Party-Administrators. Fees for this service are either paid directly by
the plan sponsor or deducted directly from the plan assets by the Custodian on a quarterly
basis, and EWM’s fee is remitted to EWM. Deposits within each quarter will be prorated for
the remaining days and fees added to the next quarter’s billing cycle. Withdrawals within
each quarter will not be prorated for the remaining days and fees will not be refunded on the
next quarter’s billing cycle. Accounts initiated or terminated during a calendar quarter will
be terminated upon at least 15 days’ prior written notice.

EWM will not be compensated based on the basis of a share of capital gains or capital
appreciation of the assets in the Account.
In the event of termination, a prorated amount of any prepaid fees will be returned to the Client.
    Fee Deduction
The EWM investment advisory fee will be billed directly by the Custodian, with a copy of the
invoice to Client. The Custodian will deduct the fee for the Account upon receipt of the invoice,
or shortly thereafter. Financial planning fees will be deducted via electronic funds transfer, or the
client will have the option to pay by check.
    Fees Paid in Advance and Refund Provisions
All Investment management and financial planning services may be terminated with 30 days
written notice. Upon termination of any agreement, the fee will be prorated, and any unearned fee
...

Item 7: Types of Clients
We provide Investment Management and financial planning services to individuals, high net-worth
individuals, charitable organizations, pension and profit-sharing plans and corporations or other
businesses.

EWM does not have a minimum account size requirement.