Triton Financial Group Inc

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
agreement with the Advisor.

A. Fees for Advisory Services
Wealth Management Services / Investment Management Services
Investment advisory fees may be billed either quarterly or monthly (herein the “Billing Period”), in advance of or
at the end of each Billing Period, pursuant to the terms of the agreement. Investment advisory fees are based on
the market value of assets under management at the end of the respective calendar period. Investment advisory
fees range from 0.25% to 1.50% annually based on several factors, including: the complexity of the services to
be provided, the level of assets to be managed, and the overall relationship with the Advisor. Relationships with
multiple objectives, specific reporting requirements, portfolio restrictions and other complexities may be charged
a higher fee. Client’s with household values of $100,000 and below may have accounts in their household subject
to an annual administrative fee of up to $100.00.

                                Triton Financial Group, INC14614 Bogert Parkway, Oklahoma City,
                                     OK 73134 Phone: 405-696-7140* Fax: 405-442-0400

The investment advisory fee in the first Billing Period of service is prorated from the inception date of the
account[s] to the end of the first period. Fees may be negotiable at the sole discretion of the Advisor. The Client’s
fees will take into consideration the aggregate assets under management with Advisor. All securities held in
accounts managed by TFG will be independently valued by the designated Custodian. TFG will conduct periodic
reviews of the Custodian’s valuations.

The Advisor’s fee is exclusive of, and in addition to, brokerage fees, transaction fees, and other related costs and
expenses, which may be incurred by the Client. However, the Advisor shall not receive any portion of these
commissions, fees, and costs.

Financial Planning and Consulting Services
TFG offers financial planning services either on an hourly basis or for a fixed fee. Hourly fees range up to $250.
Fixed fees range up to $2,500. Fees may be negotiable based on the nature and complexity of the services to be
provided and the overall relationship with the Advisor. An estimate for total hours and total costs will be provided
to the Client prior to engaging for these services.

TFG offers directed research and reporting services subject negotiation of specific topic and content requirements
with the Client. Hourly fees for directed research and reporting services range up to $300 per hour. Fixed for this
service range up to $50,000. The agreement between Advisor and Client will provide the Client with either an
estimate for the total hours and costs associated with the project or the fixed fee for the project prior to engage in
these services.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.00% and are billed
in arrears, pursuant to the terms of the retirement plan advisory agreement. Retirement plan advisory fees are
based on the market value of assets under management at the end of the prior month. Fees may be negotiable
depending on the size and complexity of the Plan.

B. Fee Billing
Wealth Management Services / Investment Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s]
at the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be
deducted from the Client’s account[s] at the respective Billing Period date. The amount due is calculated by
applying the Billing Period rate (annual rate divided by 4) to the total assets under management with TFG at the
end of each Billing Period. Clients will be provided with a statement, at least quarterly, from the Custodian reflecting
deduction of the investment advisory fee. It is the responsibility of the Client to verify the accuracy of these fees
as listed on the Custodian’s brokerage statement as the Custodian does not assume this responsibility. Clients
provide written authorization permitting TFG to be paid directly from their account[s] held by the Custodian as part
of the investment advisory agreement and separate account forms provided by the Custodian.

Financial Planning and Consulting Services
Financial planning fees are invoiced by the Advisor and are due upon completion of the agreed upon deliverable[s].

Retirement Plan Advisory Services
Retirement plan advisory fees may be directly invoiced to the Plan Sponsor or deducted from the assets of the
Plan, depending on the terms of the retirement plan advisory agreement. It is the responsibility of the Plan Sponsor
to verify the accuracy of retirement plan advisory fees listed in the plans recordkeeping system.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than CTFG, in connection with investments
made on behalf of the Client’s account[s]. The Advisor's recommended Custodian does not charge securities
transaction fees for ETF and equity trades in a Client's account, provided that the account meets the terms and
conditions of the Custodian's brokerage requirements. Exchange processing fees may still be imposed by the

                                Triton Financial Group, INC14614 Bogert Parkway, Oklahoma City,
                                     OK 73134 Phone: 405-696-7140* Fax: 405-442-0400

Custodian on ETF and equity trades. However, the Custodian typically charges for mutual funds and other types
of investments. The Client is responsible for all custody and securities execution fees charged by the Custodian.
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Item 7 – Types of Clients

TFG offers investment advisory services to individuals, high net worth individuals, corporations (both for-profit
and nonprofit), pensions and profit-sharing plans. The amount of each type of Client is available on TFG Form
ADV Part 1A. TFG generally does not impose a minimum relationship size.