|
⚲
|
| Emerson Equity LLC
✚
|
|
|---|---|
| CRD # | 130032 |
| SEC # | 801-120835 |
| CIK # | |
| AUM | $189.3 MM (2023-03-29) |
| Employees | 225 (11% Investors, 99% Brokers) |
| Phone | 650-312-0200 |
| Address | 155 Bovet Road, Suite 725 San Mateo, CA 94402 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Neowave Equity Fund LLC | [2012-03-27] | 1.4 | 0.5 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 298 | 209.0 |
| (b) Individuals (high net worth individuals) | 40 | 22.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 598 | 231.5 |
| By Discretionary | ||
| Discretionary | 598 | 231.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 598 | 231.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 231.5 | |
| Total | 598 | 231.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Glenn Neely | 1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
WindRock Wealth Management LLC
✚
|
IL | 0.3 |
|
Momentum Advisors LLC
✚
|
NY | 0.3 |
|
Endowment Wealth Management Inc
✚
|
WI | 0.3 |
|
Sage Advisors LLC
✚
|
WA | 0.3 |
|
Private Capital Management Inc
✚
|
CA | 0.2 |
|
Uwharrie Investment Advisors Inc
✚
|
NC | 0.2 |
|
OceanIQ Capital LLC
✚
|
CA | 0.1 |
|
CornerStone Asset Management Inc
✚
|
VA | 0.0 |
|
Alexandria Capital LLC
✚
|
VA | 0.0 |
|
Palm Beach Capital Corporation
✚
|
OK | 0.0 |