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| Happy Holidays!! thanks for using AUM13F!! |
| Emerson Equity LLC
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| CRD # | 130032 |
| SEC # | 801-120835 |
| CIK # | |
| AUM | $327.9 M (2025-06-26) |
| Employees | 222 (32% Investors, 97% Brokers) |
| Phone | 650-312-0200 |
| Address | 155 Bovet Road, Suite 725 San Mateo, CA 94402 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Neowave Equity Fund LLC | [2012-03-27] | 1.4 | 0.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 549 | 166.5 |
| (b) Individuals (high net worth individuals) | 130 | 153.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 6.7 |
| (h) Charitable organizations | 0 | 1.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,091 | 327.9 |
| By Discretionary | ||
| Discretionary | 684 | 179.9 |
| Non-Discretionary | 407 | 148.0 |
| Total | 1,091 | 327.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 327.9 | |
| Total | 1,091 | 327.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Glenn Neely | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Avalan LLC
✚
|
CA | 0.5 |
|
Diversifi Capital LLC
✚
|
CA | 0.5 |
|
Endowment Wealth Management Inc
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WI | 0.4 |
|
Momentum Advisors LLC
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NY | 0.4 |
|
Thrive Capital Management LLC
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PA | 0.4 |
|
Helium Advisors LLC
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|
WA | 0.3 |
|
WindRock Wealth Management LLC
✚
|
IL | 0.3 |
|
Uwharrie Investment Advisors Inc
✚
|
NC | 0.3 |
|
Trademark Capital Management Inc
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|
GA | 0.2 |
|
OceanIQ Capital LLC
✚
|
CA | 0.2 |