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| Keyboard |
| Emerson Equity LLC
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|---|---|
| CRD # | 130032 |
| SEC # | 801-120835 |
| CIK # | |
| AUM | 321.7 M (2026-04-08) |
| Employees | 343 (24% Investors, 66% Brokers) |
| Fees | |
| Minimum | |
| Phone | 650-312-0200 |
| Address | 155 Bovet Road, Suite 725 San Mateo, CA 94402 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Neowave Equity Fund LLC | [2012-03-27] | 1.4 M | 0.5 M |
| Filed 2014-04-08 (D/A) · Exemption 506(b) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Commission $31,800 · Net Assets $1 - $5,000,000 | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 518 | 185.1 |
| (b) Individuals (high net worth individuals) | 102 | 129.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 3.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 4.1 |
| (n) Other | 0 | 0.0 |
| Total | 682 | 321.7 |
| By Discretionary | ||
| Discretionary | 308 | 214.6 |
| Non-Discretionary | 374 | 107.1 |
| Total | 682 | 321.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 321.7 | |
| Total | 682 | 321.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Glenn Neely | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Clients | 100 |
| Serves | Institutional, Retail, Research |
| Fund Types | Private Equity |
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