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| Happy Holidays!! thanks for using AUM13F!! |
| Uwharrie Investment Advisors Inc
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|---|---|
| CRD # | 117592 |
| SEC # | 801-63767 |
| CIK # | |
| AUM | $278.2 M (2025-04-23) |
| Employees | 16 (94% Investors, 94% Brokers) |
| Phone | 704-983-5959 |
| Address | 132 North First Street Albemarle, NC 28001 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Uwharrie Loan Pool I LLC | 2012-03-28 | 2.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 618 | 133.3 |
| (b) Individuals (high net worth individuals) | 157 | 104.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 2.9 |
| (h) Charitable organizations | 24 | 23.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 13.4 |
| (n) Other | 0 | 0.0 |
| Total | 811 | 278.2 |
| By Discretionary | ||
| Discretionary | 811 | 278.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 811 | 278.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 278.2 | |
| Total | 811 | 278.2 |
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|---|---|---|
|
Endowment Wealth Management Inc
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WI | 0.4 |
|
Momentum Advisors LLC
✚
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NY | 0.4 |
|
Thrive Capital Management LLC
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PA | 0.4 |
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Emerson Equity LLC
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CA | 0.3 |
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Helium Advisors LLC
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WA | 0.3 |
|
WindRock Wealth Management LLC
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IL | 0.3 |
|
Trademark Capital Management Inc
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GA | 0.2 |
|
OceanIQ Capital LLC
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|
CA | 0.2 |
|
Kruse Asset Management LLC
✚
|
IL | 0.1 |
|
Authentic Counsel LLC
✚
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CO | 0.1 |