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| Uwharrie Investment Advisors Inc
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|---|---|
| CRD # | 117592 |
| SEC # | 801-63767 |
| CIK # | |
| AUM | $189.4 MM (2023-02-22) |
| Employees | 17 (100% Investors, 94% Brokers) |
| Phone | 704-983-5959 |
| Address | 132 North First Street Albemarle, NC 28001 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Uwharrie Loan Pool I LLC | 2012-03-28 | 2.2 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 428 | 65.4 |
| (b) Individuals (high net worth individuals) | 275 | 99.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 2.3 |
| (h) Charitable organizations | 18 | 18.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 3.5 |
| (n) Other | 0 | 0.0 |
| Total | 732 | 189.4 |
| By Discretionary | ||
| Discretionary | 732 | 189.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 732 | 189.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 189.4 | |
| Total | 732 | 189.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
WindRock Wealth Management LLC
✚
|
IL | 0.3 |
|
Momentum Advisors LLC
✚
|
NY | 0.3 |
|
Endowment Wealth Management Inc
✚
|
WI | 0.3 |
|
Sage Advisors LLC
✚
|
WA | 0.3 |
|
Private Capital Management Inc
✚
|
CA | 0.2 |
|
Emerson Equity LLC
✚
|
CA | 0.2 |
|
OceanIQ Capital LLC
✚
|
CA | 0.1 |
|
CornerStone Asset Management Inc
✚
|
VA | 0.0 |
|
Palm Beach Capital Corporation
✚
|
OK | 0.0 |
|
Alexandria Capital LLC
✚
|
VA | 0.0 |