OceanIQ Capital LLC

Item	5:	Fees	&	Compensation

    Compensation	for	Our	Advisory	Services

    Family	Office	Services

    Family office services are project based and range up to $10,000 annually.

    Comprehensive	Portfolio	Management:

    Annualized fees are calculated on a flat fee or blended tiered approach against the aggregate net
    market value of the account as of the close of business on the last business day in the preceding
    quarter.

ADV Part 2A – Firm Brochure                         Page 8                                       OceanIQ Capital, LLC

    Fee arrangements will be negotiated and memorialized in the client advisory agreement and fee
    amounts are specific to each client as negotiated therewith. Fees are billed on a pro-rata quarterly
    basis in advance and will be deducted from client account(s) unless other arrangement have been
    mutually agreed upon. In rare cases, our firm will agree to direct bill clients. Lower fees may be
    available for similar services elsewhere.

    The following is our current fee schedule:

                                 Aggregate                     Annual	Percentage
                              Net	Market	Value                  of	Assets	Charge

                           Under $5,000,000                            1.00%
                       $5,000,000 to $25,000,000                       0.50%
                           Over $25,000,000                            0.35%

    These fee schedule examples are for illustrative purposes only. An appropriate fee schedule will be
    negotiated with each client individually based on a variety of factors and considerations, in an effort
    to tailor a fee arrangement accordingly. Legacy clients will continue paying fees according to their
    advisory agreement.

    Clients must provide our firm with written authorization permitting direct payment of advisory fees
    from their account(s) maintained by a custodian who is independent of our firm. Our firm sends
    quarterly statements to the client showing the fee amount, the value of the assets upon which the fee
    is based, and the specific manner in which the fee is calculated as well as disclosing that it is the
    client’s responsibility to verify the accuracy of fee calculation, and that the custodian does not
    determine its accuracy. The account custodian sends a statement to the client, at least quarterly,
    showing all account disbursements, including advisory fees.

    Financial	Planning	&	Consulting:

    Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The total
    estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our
    engagement with the client. The maximum hourly fee to be charged will not exceed $500. Flat fees
    range from $10,000 to $100,000. Our firm requires a retainer of fifty-percent (50%) of the ultimate
    financial planning or consulting fee at the time of signing. The remainder of the fee will be directly
    billed to the client and due within thirty (30) days of a financial plan being delivered or consultation
    rendered. Our firm will not require a retainer exceeding $1,200 when services cannot be rendered
    within 6 (six) months.

    Corporate	Cash	Management	Services

    Corporate Cash Management Services fees are billed on a pro-rata quarterly in advance basis and are
    debited directly from client account(s). The following is our firm’s corporate cash management fee
    schedule:

                                 Aggregate                     Annual	Percentage
                              Net	Market	Value                  of	Assets	Charge

ADV Part 2A – Firm Brochure                        Page 9                                        OceanIQ Capital, LLC

                              Under $25,000,000                        0.25%
                              Over $25,000,000                         0.10%

    Clients must provide our firm with written authorization permitting direct payment of advisory fees
    from their account(s) maintained by a custodian who is independent of our firm. Our firm sends
    quarterly statements to the client showing the fee amount, the value of the assets upon which the fee
    is based, and the specific manner in which the fee is calculated as well as disclosing that it is the
    client’s responsibility to verify the accuracy of fee calculation, and that the custodian does not
    determine its accuracy. The account custodian sends a statement to the client, at least quarterly,
    showing all account disbursements, including advisory fees.

    Other	Types	of	Fees	&	Expenses

    In connection with our management of an account, a client will incur fees and/or expenses separate
    from and in addition to our advisory fee.

    These additional fees may include transaction charges and the fees/expenses charged by any
    custodian, subadvisor, mutual fund, ETF, CEF, third party manager, separate account manager (and
    the manager’s platform manager, if any), limited partnership, or other advisor, transfer taxes, odd lot
    differentials, 12b-1 fees, surrender charges, mutual fund sales loads, variable annuity fees, IRA and
    qualified retirement plan fees, exchange fees, interest charges, ADR processing fees, and any charges,
    taxes or other fees mandated by any federal, state or other applicable law, retirement plan account
    fees (where applicable), margin interest, brokerage commissions, mark-ups or mark-downs and
    other transaction-related costs, electronic fund and wire fees, and any other fees that reasonably may
    be borne by a brokerage account. Our firm does not receive a portion of these fees.

    Termination	&	Refunds

    Either party may terminate the advisory agreement signed with our firm for Comprehensive
    Portfolio Management services in writing at any time. Upon notice of termination pro-rata advisory
...

Item	7:	Types	of	Clients	&	Account	Requirements

    Our firm has the following types of clients:
        Individuals and High Net Worth Individuals;
        Trusts, Estates or Charitable Organizations;
        Pension and Profit Sharing Plans;
        Corporations, Limited Liability Companies, and/or Other Business Types;
        Private venture funds and pooled investment vehicles (through our relying adviser OceanIQ
            Partners, LLC)

    Our requirements for opening and maintaining accounts or otherwise engaging us:

ADV Part 2A – Firm Brochure                        Page 11                                       OceanIQ Capital, LLC

             Our firm requires a minimum account balance of $1,100,000 for our performance based fee
              services. Generally, this minimum account balance requirement is not negotiable and would
              be required throughout the course of the client’s relationship with our firm.

    For private venture funds, the investment minimums typically range from $10,000 to $100,000 but
    OceanIQ Partners, LLC, at its sole discretion, may accept lower investment amounts.