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| Happy Holidays!! thanks for using AUM13F!! |
| Empire Financial Management Company LLC
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| CRD # | 146097 |
| SEC # | 801-106958 |
| CIK # | 0001805285, 0001971875 |
| AUM | $519.6 M (2025-03-24) |
| Employees | 12 (83% Investors, 100% Brokers) |
| Phone | 212-417-8247 |
| Address | 29 Broadway New York, NY 10006 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001805285 0001971875 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Microsoft Corp | 13.6 | ||
| J P Morgan Chase & Co | 11.5 | ||
| Apple Inc | 8.7 | ||
| Amazon Com Inc | 8.3 | ||
| International Business Machines Corp | 7.6 | ||
| Lilly Eli & Co | 7.3 | ||
| Broadcom Inc | 5.8 | ||
| Constellation Energy Corp | 5.5 | ||
| Abbott Laboratories | 5.4 | ||
| United Technologies Corp /DE/ | 5.2 | ||
| AbbVie Inc | 5.2 | ||
| American Express Co | 4.8 | ||
| Sprott Physical Gold Trust | 4.7 | ||
| Home Depot Inc | 4.6 | ||
| Travelers Companies Inc | 4.3 | ||
| Honeywell International Inc | 4.2 | ||
| Automatic Data Processing Inc | 4.0 | ||
| Alphabet Inc | 4.0 | ||
| Boeing Co | 3.7 | ||
| Procter & Gamble Co | 3.7 | ||
| Public Service Enterprise Group Inc | 3.5 | ||
| Duke Energy Corp | 3.4 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 229 | 28.0 |
| (b) Individuals (high net worth individuals) | 861 | 471.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 20.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,091 | 519.6 |
| By Discretionary | ||
| Discretionary | 862 | 491.6 |
| Non-Discretionary | 229 | 28.0 |
| Total | 1,091 | 519.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.0 | |
| United States Persons | 517.6 | |
| Total | 1,091 | 519.6 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| D | [0001805285] | |
| 13F-HR | [0001971875] |
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