Essex LLC

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Assets, Funds, Holdings

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Essex LLC
CRD #108352
SEC #801-54274
CIK #0001889147, 0000201772
AUM $563.1 M (2025-06-06)
Employees 10 (70% Investors, 0% Brokers)
Phone847-777-7800
Address21805 Field Parkway
Deer Park, IL 60010
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram]
Total AUM ($M)
60048036024012002000200820172026
Sector Form 13F Holdings Value ($M)
Kratos Defense & Security Solutions Inc 16.3
American Superconductor Corp /DE/ 12.7
Sterling Construction Co Inc 12.3
Leonardo DRS Inc 11.8
Apex Technology Acquisition Corp 9.9
Microsoft Corp 9.2
Homeowners Choice Inc 9.1
Lincoln Educational Services Corp 8.9
Tower Semiconductor Ltd 8.5
GE Vernova Inc 7.7
View All
Holdings by Sector ($M)
1300104078052026002012201620212026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 460 113.7
(b) Individuals (high net worth individuals) 140 417.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 19 24.4
(h) Charitable organizations 1 7.5
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2,112 563.1
By Discretionary
Discretionary 2,087 532.7
Non-Discretionary 25 30.4
Total 2,112 563.1
By Non-United States Persons
Non-United States Persons 5.0
United States Persons 558.1
Total 2,112 563.1
EDGAR Form CIK 2011 - 2025
13F-HR [0000201772]
SC 13G [0000201772]
13F-HR [0001889147]
Form 13D/13G Filer Form 13D/13G Subject Filed
Essex Investment Management Co LLC Crumbs Bake Shop Inc [2012-06-08]
Essex Investment Management Co LLC Crumbs Bake Shop Inc [2012-01-11]
Comparable Firms State AUM ($B)
Westover Capital Advisors LLC
DE 0.6
Neumann Capital Management LLC
CA 0.6
West Advisors Incorporated
0.6
Personal Investment Management Inc
WA 0.6
Carsonallaria Wealth Management Ltd
IL 0.6
Atlas Capital Management Corp
IN 0.6
Tanglewood Legacy Advisors LLC
TX 0.6
Golden State Asset Management LLC
CA 0.6
Keel Wealth Management LLC
0.6
Financial Security Management Inc
CO 0.6
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