Evanson Financial LLC

Item 5: Fees and Compensation
Investment management fees are billed quarterly, in advance, meaning that we invoice you at the
beginning of the three-month billing period. Payment in full is expected upon invoice presentation.
At your discretion, fees can be deducted from an account designated by you to facilitate billing. You
must consent in advance to direct debiting of your investment account.

The hourly rate for Financial Planning Services is $200 per hour with standard plans starting at $800. An
estimate for Financial Planning Services is provided and agreed to in advance. Services are billed upon
completion of the plan. Payment in full is expected upon invoice presentation. Fees can also be
deducted from an account designated by you to facilitate billing if you consent to direct debiting of
your investment account.

Please refer to more details about our fees under Item 4.

Cancellation and Termination of Agreements
You may cancel a new advisory agreement without penalty by providing written notice of such
cancellation to us within five (5) business days of the date of signing the agreement. Thereafter,
either party may terminate the agreement without penalty upon notice in writing to the other
party. Upon termination of any account, any prepaid, unearned fees will be promptly refunded,
with the refund calculations based pro rata to the date of termination. Termination of an
agreement will not affect: (a) the validity of any action previously taken by us under the agreement;
liabilities or obligations of the parties from transactions initiated before termination of the
agreement; or your obligation to pay advisor fees (prorated through the date of termination). Upon
the termination of the agreement, we will not have any obligation to recommend or take any
action with regard to the securities, cash, or other investments in your account.

Prepayment of Fees
We collect Investment management fees in advance. Refunds for fees paid in advance will be returned
within 30-days to the client via check, or return deposit back into the client’s account.

Item 7: Types of Clients
We provide investment advice primarily to individuals and their families, including high net worth
individuals, and trusts. Our recommended account minimum is $500,000 although exceptions may
be made.

We also may provide investment advice to pension and profit sharing plans and plan participants as
well as foundations and other institutions, and to business entities.