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| Pacific Financial Group Inc
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|---|---|
| CRD # | 105203 |
| SEC # | 801-18151 |
| CIK # | 0001163368, 0001279926, 0001714437, 0001093728 |
| AUM | 5,073.3 M (2026-05-15) |
| Employees | 62 (32% Investors, 2% Brokers) |
| Fees | |
| Minimum | |
| Phone | 425-451-7722 |
| Address | 900 20th Avenue South Nashville, TN 37212 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 4.8 | ||
| Venture Global Inc | 4.0 | ||
| Apple Inc | 3.5 | ||
| Microsoft Corp | 3.1 | ||
| Alphabet Inc | 2.4 | ||
| Amazon Com Inc | 2.0 | ||
| Johnson & Johnson | 1.4 | ||
| Alphabet Inc | 1.4 | ||
| Facebook Inc | 1.3 | ||
| Astrazeneca PLC | 1.3 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 16,514 | 4.5 |
| (b) Individuals (high net worth individuals) | 304 | 0.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 0.0 |
| (h) Charitable organizations | 4 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 16,832 | 5.1 |
| By Discretionary | ||
| Discretionary | 16,832 | 5.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 16,832 | 5.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.1 | |
| Total | 16,832 | 5.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001093728] | |
| 10-Q | [0001093728] | |
| 3 | [0001093728] | |
| 4 | [0001093728] | |
| 8-K | [0001093728] | |
| D | [0001093728] | |
| SC 13G | [0001093728] | |
| 13F-NT | [0001163368] | |
| 3 | [0001163368] | |
| 4 | [0001163368] | |
| SC 13D | [0001163368] | |
| SC 13G | [0001163368] | |
| 13F-HR | [0001279926] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.1B |
| Clients | 957 |
| Serves | Retail |
| LEI | 0012408718 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Velocity Financial Inc VEL
Common Stock
|
2025-05-01 | Option exercise | 1,673,958 | ||
|
Velocity Financial Inc VEL
Warrant (right to buy) · derivative
|
2025-05-01 | Option exercise | 1,673,958 | ||
|
Quantum Corp /DE/ QMCO
Common Stock
|
2025-04-15 | Sell | 962,127 | $10.25 | 9,861,802 |
|
Velocity Financial Inc VEL
Warrant (right to buy) · derivative
|
2025-03-06 | Grant | 1,673,958 | ||
|
Velocity Financial Inc VEL
Warrant (right to buy) · derivative
|
2025-03-06 | Disposed to issuer | 1,673,958 | ||
|
Quantum Corp /DE/ QMCO
Common Stock
|
2025-01-03 | Option exercise | 18,750 | $6.20 | 116,250 |
|
Quantum Corp /DE/ QMCO
Common Stock
|
2025-01-03 | Sell | 3,783 | $61.52 | 232,730 |
|
Quantum Corp /DE/ QMCO
Common Stock
|
2025-01-03 | Option exercise | 37,536 | $6.20 | 232,723 |
|
Quantum Corp /DE/ QMCO
Common Stock
|
2025-01-03 | Sell | 6,393 | $61.52 | 393,297 |
|
Quantum Corp /DE/ QMCO
Common Stock
|
2025-01-03 | Option exercise | 63,435 | $6.20 | 393,297 |
|
Quantum Corp /DE/ QMCO
Common Stock
|
2025-01-03 | Sell | 92,970 | $61.52 | 5,719,514 |
|
Quantum Corp /DE/ QMCO
Common Stock
|
2025-01-03 | Option exercise | 114,155 | $54.20 | 6,187,201 |
|
Quantum Corp /DE/ QMCO
Warrants (right to buy) · derivative
|
2025-01-03 | Option exercise | 114,155 | $0.00 | |
|
Quantum Corp /DE/ QMCO
Warrants (right to buy) · derivative
|
2025-01-03 | Option exercise | 219,970 | $0.00 | |
|
Quantum Corp /DE/ QMCO
Warrants (right to buy) · derivative
|
2025-01-03 | Option exercise | 63,435 | $0.00 | |
|
Quantum Corp /DE/ QMCO
Warrants (right to buy) · derivative
|
2025-01-03 | Option exercise | 224,059 | $0.00 | |
|
Quantum Corp /DE/ QMCO
Warrants (right to buy) · derivative
|
2025-01-03 | Option exercise | 18,750 | $0.00 | |
|
Quantum Corp /DE/ QMCO
Warrants (right to buy) · derivative
|
2025-01-03 | Option exercise | 37,536 | $0.00 | |
|
Quantum Corp /DE/ QMCO
Common Stock
|
2025-01-03 | Option exercise | 219,970 | $26.00 | 5,719,220 |
|
Quantum Corp /DE/ QMCO
Common Stock
|
2025-01-03 | Sell | 100,578 | $61.52 | 6,187,559 |
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