|
⚲
|
| Fifth Third Securities Inc
✚
| |
|---|---|
| CRD # | 628 |
| SEC # | 801-63623 |
| CIK # | 0000073956 |
| AUM | $8.0 BB (2024-06-16) |
| Employees | 1,228 (59% Investors, 100% Brokers) |
| Phone | 888-889-1025 |
| Address | 34 Fountain Square Plaza Cincinnati, OH 45263 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| IAU | 10.7 | ||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 38,436 | 6.5 |
| (b) Individuals (high net worth individuals) | 1,074 | 1.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 0.0 |
| (g) Pension and profit sharing plans | 479 | 0.1 |
| (h) Charitable organizations | 18 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 129 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 40,143 | 8.0 |
| By Discretionary | ||
| Discretionary | 40,143 | 8.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 40,143 | 8.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 8.0 | |
| Total | 40,143 | 8.0 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000073956] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Prowell Financial Management LLC
✚
|
PA | 8.3 |
|
Mariner Independent Advisor Network LLC
✚
|
KS | 8.1 |
|
DF Dent and Company Inc
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|
MD | 8.1 |
|
Summit Financial LLC
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|
NJ | 8.0 |
|
Virtus Fund Advisers LLC
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|
CT | 8.0 |
|
Prospera Financial Services Inc
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|
TX | 7.9 |
|
Conrad Siegel Investment Advisors Inc
✚
|
PA | 7.8 |
|
Crawford Investment Counsel Inc
✚
|
GA | 7.7 |
|
River Road Asset Management LLC
✚
|
KY | 7.7 |
|
QRG Capital Management Inc
✚
|
IL | 7.6 |