Advisory Services Network LLC

Item 5 Fees and Compensation

Fees for Portfolio Management Services
We offer our portfolio management services on a fee-only basis. All fees are negotiable
at our sole discretion. Our fees may be charged based on a tiered schedule or a floating
flat schedule. In a tiered schedule, a different rate is applied to different portions of
your assets, based on established breakpoints. If a floating flat schedule is applied, the
same rate is applied to all assets, based on the total account assets. Please see the
examples following each schedule.
Tiered Schedule. Our maximum annual fees for the direct management of your account
under a Tiered Schedule are as follows:

              Assets Under Management                    Maximum Annual Fee*
       First $500,000                                             2.25%
       Next $1,500,000 (up to $2,000,000)                         1.75%
       Next $3,000,000 (up to $5,000,000)                         1.50%
       Assets Over $5 million                                     1.25%
          *All fees are negotiable and defined in your Investment Advisory Agreement.

               Example Tiered Fee Calculation based on $2,015,000 assets:
    Annual Fee = ($500,000 x 2.25%) + ($1,500,000 x 1.75%) + (15,000 x 1.50%)

Floating Flat Rate Schedule. Our maximum fees for the direct management of your
account under a Floating Flat Rate Schedule are as follows:

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             Assets Under Management                     Maximum Annual Fee*
         0 - $500,000                                             2.25%
       $500,001 - $2,000,000                                      1.75%
       $2,000,0001 to $5,000,000                                  1.50%
       Over $5 million                                            1.25%
          *All fees are negotiable and defined in your Investment Advisory Agreement.

             Example Floating Flat Fee Calculation based on $2,015,000 assets:
                         Annual Fee = $2,000,015 x 1.50%

We require that you authorize us in writing to direct your custodian to pay our
investment advisory fees directly to us by charging your account. This authorization is
set forth in the investment advisory agreement you will execute to retain our services.

Our fees may be higher or lower than the fees charged by other advisors for similar
services.
Our fee is calculated based upon the net market value of the investment assets in your
account. One-fourth of our fee is billed each calendar quarter based on the value of
your account on the last day of that quarter.

Broker-dealers and other financial institutions that hold investment accounts for
advisory clients are referred to as custodians. Your custodian will determine the values
of the assets in your account. We use values provided by the custodian in the calculation
of our fee.

Your custodian will provide you with statements that show the amount of the advisory
fees paid directly to us. Your custodian does not verify the accuracy of our fee
calculations so please review your statements carefully.
Fees for Third Party Investment Management Services
The advisory services provided by third-party investment managers and the fees they
charge for those services are detailed in their respective disclosure brochures. Your
IAR will provide you with a copy of the brochure for each investment manager
recommended to you. The fees paid to third-party investment managers are in addition
to the fees paid to ASN for the advisory services provided by your IAR and will appear
separately on your custodial statement. Under a wrap fee arrangement, the total fees
specified in your investment advisory agreement will include the sum of the fees payable

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to the third party asset manager and those paid to ASN. However, the respective
amounts will show separately on your custodial statement.
Fees for Financial Planning Services
Fees for financial planning services are charged on an hourly or fixed-fee basis. On-
going financial planning services may be charged based as a percentage of the value of
your investment account. All fees are negotiable. The manner in which you are charged
and the amount you will be charged are described in your financial planning agreement.
Generally, the amount of our fees will depend upon the complexity of the services you
need. Fixed fees may range from $1,000 to $40,000 per plan and hourly fees may range
from $150 - $400 per hour. Your IAR will provide you with an estimate of the cost of
the services to be provided to you prior to beginning the financial planning process.
Financial planning fees are billed to the client either monthly, quarterly, or upon
completion of the plan. The financial planning agreement will set forth the terms and
conditions of the engagement and will describe the scope of services to be provide
upon, the agreed upon, negotiable, estimated fee to be paid.

The financial planning agreement may be terminated upon written notice by either
party. Unearned fees paid in advance will be refunded pro rata, based on the work
completed.
Fees for Investment Consulting Services
The amount of the fee for investment consulting services will be negotiated between
you and your IAR and will depend on the scope and complexity of the services to be
provided, and the estimated amount of time it will take to provide those services. All
fees are negotiable. Fees may be charged on a fixed or hourly basis. The services and
the fees for those services will be described in the investment consulting agreement.
Generally, the amount of our fees will depend upon the complexity of the services you
need. Fixed fees may range from $1,000 to $40,000 per service and hourly fees may
range from $150 - $400 per hour. Your IAR will provide you with an estimate of the
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Item 7 Types of Clients

We provide advisory services primarily to individuals and families, including their trusts,
estates, and retirement accounts. We also provide services to corporations or other
entities.
As a condition for starting and maintaining an advisory relationship with us, we
generally require that you have a minimum investment account of $25,000. We, at our
sole discretion, may allow you to engage our services if you have a smaller account.
Some of the factors we consider in making this determination include pre-existing client
relationships we may have with you or your family members, any additional assets you

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are anticipated to receive in the future, your account composition, and your anticipated
future earning capacity.
At our discretion, we may consider the accounts of your family members in determining
whether your account meets our minimum account size requirement.