Fig Wealth LLC

Item 5. Fees and Compensation
      FIG Wealth offers services on a fee basis, which includes fixed fees, as well as fees based upon assets under
      management or advisement. Additionally, certain of the Firm’s Supervised Persons, in their individual
      capacities, offer securities brokerage services and/or insurance products under a separate commission-based
      arrangement.

      Investment Management Fees

      FIG Wealth offers investment management services for an annual fee based on the amount of assets under
      the Firm’s management. This management fee for investments in traditional liquid securities varies in
      accordance with the following fee schedule:

                                 PORTFOLIO VALUE                        BASE FEE
                                    Up to $1,000,000                      1.00%
                                 $1,000,000 - $2,499,999                  0.95%
                                 $2,500,000 - $4,999,999                  0.90%
                                 $5,000,000 - $9,999,999                  0.75%
                                 $10,000,000 and Above                  Customized

      For more illiquid securities, including alternative investments, the fee will vary depending upon the client,
      the amount of work done by the Firm in doing initial and ongoing due diligence on the investment and
      anticipated time horizon of the investment. The fee can be higher than the fee schedule above. Often, a
      disproportionate amount of work is done by the Firm with the initial due diligence, but a regular fee is
      charged that contemplates the overall services provided. These fees will range between 1.00% and 2.00%
      per annum.

      Commission vs. Fee: Alternatively, in certain circumstances where it is difficult to determine a time horizon
      of a private investment, the Firm will give clients the option of choosing to pay an ongoing fee or one-time
      commission for an investment. The commission would be paid to a Supervised Person of the Firm as
      further disclosed below. The commission can be as high as 7%. For a longer-term investment, the up-front
      commission would be less expensive to the client since the Firm does not charge its ongoing management
      fee on the assets. For a shorter-term investment, however, the client will pay more than the ongoing
      management fee would be. The Firm will estimate the time horizon of an investment, but cannot guarantee
      which will cost more throughout the lifecycle of the investment.

      The annual fee is prorated and charged monthly, in advance, based upon the market value of the assets
      being managed by FIG Wealth on the last day of the previous month as determined by a party independent
      from the Firm (including the client’s custodian or another third-party, which may include the issuer of an

Page | 6                                                                                           © MarketCounsel 2026

 Disclosure Brochure                                                                         FIG Wealth, LLC

      alternative investment). When considering alternative investments, it's important to understand that the
      valuation process naturally involves a time delay. The Firm adheres to what it believes to be industry best
      practices, ensuring that it updates the valuation of an alternative investment promptly once the Firm receives
      new information from the issuer. The timeline for updating valuations can vary, occurring on a monthly,
      quarterly, semi-annual, or annual basis. As a result, there might be instances where the Firm’s billing is
      based on a valuation that does not match the current market value of the investment, which could be either
      higher or lower at the time of billing. The Firm is committed to transparency and accuracy in its billing
      process, and strives to minimize any discrepancies that may arise due to the timing of valuation updates.

      Alternatively, the Firm may charge a fixed fee for the investment management services. The fixed fee will
      be individually negotiated and will be based upon a number of factors including the size and composition
      of a client’s portfolio, the type and amount of services rendered and the individual(s) providing the services.

      If assets are deposited into or withdrawn from an account after the inception of a billing period, the fee
      payable with respect to such assets is not adjusted to reflect the interim change in portfolio value. For the
      initial period of an engagement, the fee is calculated on a pro rata basis. In the event the advisory agreement
      is terminated, the fee for the final billing period is prorated through the effective date of the termination and
      the outstanding or unearned portion of the fee is charged or refunded to the client, as appropriate.

      Additionally, for asset management services the Firm provides with respect to certain client holdings (e.g.,
      held-away assets, accommodation accounts, alternative investments, etc.), FIG Wealth can negotiate a fee
      rate that differs from the range set forth above. Clients are advised that a conflict of interest exists for the
      Firm to recommend that clients engage FIG Wealth for additional services for compensation, including
      rolling over retirement accounts or moving other assets to the Firm’s management. Clients retain absolute
      discretion over all decisions regarding engaging the Firm and are under no obligation to act upon any of the
      recommendations for additional services (not the assets being managed by the Firm on a discretionary
      basis).

      Fee Discretion

      FIG Wealth may, in its sole discretion, negotiate to charge a lesser fee based upon certain criteria, such as
...

Item 7. Types of Clients
      FIG Wealth offers services to individuals, trusts, estates, charitable organizations, corporations and other
      business entities, and pension and profit sharing plans.

Page | 9                                                                                           © MarketCounsel 2026

 Disclosure Brochure                                                                       FIG Wealth, LLC