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| Happy Holidays!! thanks for using AUM13F!! |
| Otto & Associates Inc
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|---|---|
| CRD # | 109493 |
| SEC # | 801-58024 |
| CIK # | |
| AUM | $249.9 M (2025-03-18) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 802-649-1946 |
| Address | 16 Beaver Meadow Road Norwich, VT 05055 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 74 | 40.1 |
| (b) Individuals (high net worth individuals) | 75 | 209.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 605 | 249.9 |
| By Discretionary | ||
| Discretionary | 605 | 249.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 605 | 249.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 9.4 | |
| United States Persons | 240.5 | |
| Total | 605 | 249.9 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
HF Advisory Group LLC
✚
|
MD | 0.3 |
|
Guided Capital Wealth Management LLC
✚
|
TX | 0.3 |
|
Wallace Advisory Group LLC
✚
|
CA | 0.2 |
|
Hesen & Haslam LLC
✚
|
CA | 0.2 |
|
Finer Wealth Management Inc
✚
|
MA | 0.2 |
|
Copperleaf Capital LLC
✚
|
NC | 0.2 |
|
Copley Investment Management LLC
✚
|
0.2 | |
|
Hickory Asset Management Inc
✚
|
OH | 0.2 |
|
Spectrum Strategic Capital Management LLC
✚
|
OR | 0.2 |
|
Councilmark Asset Management LLC
✚
|
TN | 0.2 |