|
⚲
|
| Otto & Associates Inc
✚
|
|
|---|---|
| CRD # | 109493 |
| SEC # | 801-58024 |
| CIK # | |
| AUM | $194.5 MM (2023-03-16) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 802-649-1946 |
| Address | 16 Beaver Meadow Road Norwich, VT 05055 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 80 | 37.6 |
| (b) Individuals (high net worth individuals) | 71 | 156.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 579 | 194.5 |
| By Discretionary | ||
| Discretionary | 579 | 194.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 579 | 194.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 5.0 | |
| United States Persons | 189.4 | |
| Total | 579 | 194.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Carmel Capital Management LLC
✚
|
CA | 0.2 |
|
Farrow Financial Inc
✚
|
VT | 0.2 |
|
Second 50 Financial LLC
✚
|
CA | 0.2 |
|
Fort Henry Capital LLC
✚
|
WV | 0.2 |
|
Buska Wealth Management LLC
✚
|
WI | 0.2 |
|
Ransom Advisory Ltd
✚
|
RI | 0.2 |
|
JRL Capital Advisors LLC
✚
|
CA | 0.2 |
|
Beadell A D Investment Counsel Inc
✚
|
WI | 0.2 |
|
Total Solutions Enterprise LLC
✚
|
NC | 0.2 |
|
Tempered Investment Management Ltd
✚
|
0.2 |