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| Keyboard |
| Otto & Associates Inc
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|---|---|
| CRD # | 109493 |
| SEC # | 801-58024 |
| CIK # | |
| AUM | 286.6 M (2026-03-26) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 802-649-1946 |
| Address | 16 Beaver Meadow Road Norwich, VT 05055 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 76 | 44.1 |
| (b) Individuals (high net worth individuals) | 76 | 242.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 629 | 286.6 |
| By Discretionary | ||
| Discretionary | 629 | 286.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 629 | 286.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 10.2 | |
| United States Persons | 276.5 | |
| Total | 629 | 286.6 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
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|---|---|---|
|
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✚
|
PA | 287.2 M |
|
Kaizen Financial Strategies LLC
✚
|
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|
Landmark Wealth Management Inc
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IL | 287.0 M |
|
Pathways Wealth Management Inc
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Alchemi Wealth LLC
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|
Tritonpoint Partners LLC
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|
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|
Jim Saulnier & Associates LLC
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|
Synchronous Wealth Advisors LLC
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|
286.1 M | |
|
LotusGroup Advisors LLC
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CO | 286.0 M |