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| Kaizen Financial Strategies LLC
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|---|---|
| CRD # | 298248 |
| SEC # | 801-114234 |
| CIK # | 0001085146, 0001842013 |
| AUM | 287.1 M (2026-03-03) |
| Employees | 5 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 408-819-9010 |
| Address | 6700 Koll Center Parkway Pleasanton, CA 94566 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 15.2 | ||
| Nvidia Corp | 10.3 | ||
| Alphabet Inc | 7.8 | ||
| Amazon Com Inc | 5.0 | ||
| Alphabet Inc | 3.8 | ||
| Micron Technology Inc | 3.4 | ||
| Blackstone Group LP | 3.2 | ||
| Microsoft Corp | 2.9 | ||
| Tesla Motors Inc | 2.4 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 229 | 143.6 |
| (b) Individuals (high net worth individuals) | 55 | 132.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 8.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 2.6 |
| (n) Other | 0 | 0.0 |
| Total | 749 | 287.1 |
| By Discretionary | ||
| Discretionary | 726 | 285.2 |
| Non-Discretionary | 23 | 1.9 |
| Total | 749 | 287.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 13.2 | |
| United States Persons | 273.9 | |
| Total | 749 | 287.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001085146] | |
| 13F-HR | [0001842013] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| LEI | 0034295885 |
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|---|---|---|
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