Finamex Asset Management LLC

ITEM 5: FEES, COMPENSATION AND TERMINATION OF SERVICES

A. Description of Compensation and Basic Fee Schedule
The client can engage Finamex Asset Management, LLC to provide discretionary advisory
services and financial planning services for a fee-only basis. Finamex Asset Management, LLC’s
annual investment advisory fee is based upon a percentage (%) of the market value of the assets
placed under Finamex Asset Management, LLC for all portfolios as follows:

Market value of Portfolio                       % of Assets

Under           $ 250,000                          2.25 % *
Between         $ 250,001 and $ 500,000            1.25 %
Between         $ 500,001 and $ 1,000,000          1.00 %
Between         $ 1,000,001 and $ 2,000,000        0.75 %
Over            $ 2,000,000                        0.65 %

* Accounts with a balance below $10,000 will be charged a monthly fee of $25.

**Accounts exceeding $15 million the Firm will charge up to 1.50%. Actual fees are negotiable
and vary based on factors including, but not limited to, the scope of services, account
complexity, and overall client relationship.

 Finamex will, in its discretion, household accounts (defined as accounts under common control
or ownership, or accounts of immediate relatives) to determine the assets under management for
fee billing purposes. In addition, Finamex will not use a “tiered” fee schedule, but instead will
bill all assets in the household at the lowest rate available based upon assets in the household
accounts. Finamex Asset Management, LLC investment advisory fee is negotiable at Finamex
Asset Management, LLCs discretion, depending upon objective and subjective factors including
but not limited to: the amount of assets to be managed; portfolio composition; the scope and
complexity of the engagement; the anticipated number of meetings and servicing needs; related
accounts; future earning capacity; anticipated future additional assets; the professional rendering
the service(s); prior relationships with Finamex Asset Management, LLC and / or its
representatives, and negotiations with the client. It should also be noted that, if a margin
account is used to purchase securities, the Firm will bill on all assets purchased using margin
In other circumstances, Finamex Asset Management, LLC may agree to a flat annual fee. As a
result of these factors, similarly situated clients could pay different fees, the services to be provided
by Finamex Asset Management, LLC to any particular client could be available from other
advisers at lower fees, and certain clients may have fees different than those specifically set forth
above.

Financial Planning and Consulting Services (Stand Alone)

To the extent requested by a client, Finamex Asset Management, LLC may provide financial
planning and / or consulting services (including investment and non-investment related matters
such as estate, tax and insurance planning, etc.) on a stand-alone separate hourly rate basis,
registrant´s planning and consulting fees are negotiable, but generally range from negotiable up to
US$ 350.00 on an hourly basis, depending upon the scope and complexity of the service(s)
required and the professional(s) rendering the service(s).

B. Payment of Fees
All investment advisory services fees, unless specifically agreed upon with the client will be
deducted on a monthly basis from clients’ accounts. Finamex Asset Management, LLC annual
investment advisory fee shall be prorated and paid monthly in arrears, based upon the market value
of the assets, including cash, cash equivalents, accrued interest, if any including securities on
margin or short positions in the account as of the last business day of the previous month. The
advisory fee paid may be more than interest earned on Money Market accounts and/or cash
balances. If the Account is closed during the month fees will be pro-rated based upon the number
of days the Account was opened during the month. Finamex shall use the actual number of days in
the month (or for accounts opened during the month, the actual number of days in the month that
the account was funded) divided by the actual number of days in the specific calendar year. Finamex
Asset Management, LLC generally requires a minimum asset base of US$ 250,000 for investment
advisory services. Finamex Asset Management, in its sole discretion, may charge lower investment
management fee or waive or reduce its minimum asset requirement based upon certain criteria
(i.e., anticipated future earning capacity, anticipated future additional assets, dollar amount of
assets to be managed, related accounts, account composition, negotiations with client, etc.) The
Investment Advisory Agreement between Finamex Asset Management, LLC and the client will
continue in effect until terminated by either party by written notice in accordance with the terms
of the Investment Advisory Agreement.

C. Other Fees
Finamex Asset Management, LLC will impose a monthly fee of $25 to retail accounts that fall
below a balance of $10,000. This fee may be waived on a case-by-case basis.

All Finamex clients may incur additional charges that may be imposed by the respective custodian,
including, but not limited to, transaction fees and costs, margin or debit interest, costs associated
with exchanging foreign currencies, transfer fees, exchange fees, foreign clearing, settlement and
custodial fees, and other fees or taxes required by law. Such charges, fees and commissions are
exclusive of and in addition to Finamex’s fees. Additional fees for work outside our normal services

may apply. (i.e., services related to divorce, estates, family office, account reconciliations and
foreign transfers).

D.     Prepayment of Fees
Finamex does not charge advisory fees in advance, therefore it will not refund any advisory fees
to clients should they close their account,

E. Other Compensation
Finamex Asset Management, LLC expects to receive compensation in the form of asset-based
...

ITEM 7: TYPES OF CLIENTS

Clients to whom Finamex Asset Management, LLC will provide investment advisory services
will be primarily high-net-worth individuals living in Mexico. To a lesser extent, the Firm’s
clients will also consist of trusts, investment companies, pension fund managers (AFOREs) and
businesses.