Pleasantdale Wealth Management LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
 ASSET MANAGEMENT
 PDW offers discretionary direct asset management services to advisory Clients. PDW
 charges an annual investment advisory fee based on the total assets under management as
 follows:
         Assets Under Management            Annual Fee                 Monthly Fee
             Up to $1,000,000                 1.45%                     .1208%
              Over $1,000,000                 1.10%                     .0916%
     This is a flat rate/breakpoint fee schedule, the entire portfolio is charged the same
     asset management fee. For example, a Client with $750,000 under management
     would pay $10,875 on an annual basis. $750,000 x 1.45% = $10,875.
 The annual fee may be negotiable based upon certain criteria (e.g., historical relationship,
 type of assets, anticipated future earning capacity, anticipated future additional assets,
 dollar amounts of assets to be managed, related accounts, account composition,
 negotiations with Clients, etc.). Fees are billed monthly in advance based on the amount of
 assets managed as of the close of business on the last business day of the previous month.
 Lower fees for comparable services may be available from other sources. Clients may
 terminate their account within five (5) business days of signing the Investment Advisory
 Agreement with no obligation and without penalty. Clients may terminate advisory
 services with thirty (30) days written notice. For accounts opened or closed mid-billing

period, fees will be prorated based on the days services are provided during the given
period. All unpaid earned fees will be due to PDW. Additionally, all unearned fees will be
refunded to the Client. Client shall be given thirty (30) days prior written notice of any
increase in fees. Any increase in fees will be acknowledged in writing by both parties before
any increase in said fees occurs.
Layering of Fees (Mutual Fund Investments)
Clients should be aware that investments in mutual funds involve certain fees and expenses
that are separate from, and in addition to, the advisory fees charged by our firm. Mutual
funds typically assess internal expenses, including management fees, distribution (12b-1)
fees, and other operational costs. These expenses are reflected in the fund’s expense ratio
and are deducted from the fund’s assets on an ongoing basis.
Accordingly, clients invested in mutual funds will incur a layering of fees—both the
advisory fee paid to our firm and the internal expenses of the mutual funds themselves.
These combined costs can have a direct impact on overall investment returns, as higher
total expenses reduce the net performance experienced by the investor over time.
For clients invested solely in mutual funds, this layering effect may be more pronounced
because all invested assets are subject to both advisory fees and fund-level expenses. Over
extended periods, even relatively small differences in fees can compound and result in
materially lower returns.
We seek to mitigate the impact of these layered costs by evaluating available share classes
and selecting investments that we believe are appropriate for the client’s objectives,
including, where applicable, institutional or lower-cost share classes. However, clients
should carefully review all applicable fees and consider their cumulative effect on
investment performance.

FINANCIAL PLANNING AND CONSULTING
PDW charges an hourly fee for financial planning. Prior to the planning process the Client
will be provided an estimated plan fee. Services are completed and delivered inside of
thirty (30) days contingent upon timely delivery of all required documentation. Client may
cancel within five (5) business days of signing Agreement with no obligation and without
penalty. If the Client cancels after five (5) business days, any unearned fees will be
refunded to the Client, or any unpaid earned fees will be due to PDW a pro rata basis based
on number of hours spent by PDW. PDW reserves the right to waive the fee should the
Client implement the plan through PDW.
       HOURLY FEES
       Financial Planning Services are offered based on an hourly fee of $200 per hour.
Fees for financial plans are:
       Billed 50% in advance with the balance due upon plan delivery.

ERISA PLAN SERVICES
The annual fees are based on the market value of the Included Assets and will not exceed
1.25%. The annual fee is negotiable and will be charged as a percentage of the Included
Assets. Fees may be charged quarterly or monthly in arrears or in advance based on the

 assets as calculated by the custodian or record keeper of the Included Assets (without
 adjustments for anticipated withdrawals by Plan participants or other anticipated or
 scheduled transfers or distribution of assets). If the services to be provided start any time
 other than the first day of a quarter or month, the fee will be prorated based on the number
 of days remaining in the quarter or month. If this Agreement is terminated prior to the end
 of the billing cycle, PDW shall be entitled to a prorated fee based on the number of days
 during the fee period services were provided or Client will be due a prorated refund of fees
 for days services were not provided in the billing cycle.
 The fee schedule, which includes compensation of PDW for the services is described in
 detail in Schedule A of the ERISA Plan Agreement. The Plan is obligated to pay the fees,
 however the Plan Sponsor may elect to pay the fees. Client may elect to be billed directly or
 have fees deducted from Plan Assets. PDW does not reasonably expect to receive any
 additional compensation, directly or indirectly, for its services under this Agreement. If
 additional compensation is received, PDW will disclose this compensation, the services
 rendered, and the payer of compensation. PDW will offset the compensation against the
 fees agreed upon under the Agreement.
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Item 7: Types of Clients
Description
 PDW generally provides investment advice to individuals, high net worth individuals,
 trusts, estates, or charitable organizations, corporations or business entities.
 Client relationships vary in scope and length of service.
Account Minimums
 PDW does not require a minimum to open an account.