|
⚲
|
| Finances for Real Life
✚
|
|
|---|---|
| CRD # | 324090 |
| SEC # | 801-135953 |
| CIK # | |
| AUM | $108.6 M (2026-06-03) |
| Employees | 2 (100% Investors, 100% Brokers) |
| Phone | 805-733-2700 |
| Address | 3612 Constellation Road Lompoc, CA 93436 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 84 | 33.4 |
| (b) Individuals (high net worth individuals) | 44 | 72.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 1.7 |
| (h) Charitable organizations | 1 | 0.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 332 | 108.6 |
| By Discretionary | ||
| Discretionary | 332 | 108.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 332 | 108.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 108.6 | |
| Total | 332 | 108.6 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Arch Partners Wealth Management Inc
✚
|
GA | 0.1 |
|
Finish Well RIA LLC
✚
|
OH | 0.1 |
|
Planning Solutions International LLC
✚
|
FL | 0.1 |
|
Capital Endurance Group Inc
✚
|
GA | 0.1 |
|
A J Perry & Company Inc
✚
|
MD | 0.1 |
|
Five Mile River Investment Management LLC
✚
|
0.1 | |
|
Rooted Financial Group LLC
✚
|
OR | 0.1 |
|
Federmann Financial Advisors Inc
✚
|
NY | 0.1 |
|
Newman Ladd Capital Advisors LLC
✚
|
NY | 0.1 |
|
Schlosser Financial Services Inc
✚
|
0.1 |