Rooted Financial Group LLC

Item 5:           Fees and Compensation

          A.      Fees Charged/ Fee Schedule:

          Asset Management

          Generally, fees may vary from 0.50% to 2.00% per annum of the market value of a client’s assets managed
          by Rooted Financial. In limited circumstances, asset management may also be done on a flat fee basis.
          Flat fees will be between $1,000 and $100,000 per annum. The fee ranges stated are a guide. Fees are
          negotiable, and may be higher or lower than this range, based on the nature of the account. Factors
          affecting fee percentages include the size of the account, complexity of asset structures, and other factors.

          Separate Managers

          When a Rooted Financial advisor allocates client assets to a separate manager (which may be in some
          cases a private placement), fees payable to such managers are separate from, and in addition to, fees
          payable to Rooted Financial. This means that the overall fees to Rooted Financial and these managers
          may be significantly higher than if Rooted Financial had managed the assets directly. Rooted Financial
          will consider these fees in its decision to recommend the use of any third-party manager.

          B.      Fee Payment

          Asset Management

          Investment advisory fees will generally be debited directly from each client’s account. The advisory fee
          is paid on a quarterly basis, in advance, with adjustments made for deposits and withdrawals greater than
          $25,000 intra-quarter. Fees are calculated by multiplying the overall asset value, as of the last day of the
          prior quarter, of the account (or overall household, if applicable) by the annual fee rate, and then dividing
          the result by four (4). Thereafter, adjustments are made to pro-rate fees for any deposits or withdrawals
          greater than $25,000 made during the prior quarter. Once the calculation is made, we will instruct your
          account custodian to deduct the fee from your account and remit it to the firm.

          For clients who elect to be billed on a flat fee basis, fees are payable on a quarterly basis, in advance, and
          no adjustments are made for deposits and withdrawals made intra-quarter. The annual flat fee will be
          renewed upon the anniversary of the execution of the contract each year, and fees for renewal services
          will be agreed upon by the parties at the time of renewal. Once the fee calculation is made each quarter,
          we will instruct your account custodian to deduct the fee from your account and remit it to the firm.

Clients whose fees are directly debited will provide written authorization to debit advisory fees from their
accounts held by a qualified custodian chosen by the client. The client will also receive a statement from
their account custodian showing all transactions in their account, including the fee. It is the responsibility
of the client to verify the accuracy of all fee calculations. The client may terminate the investment advisory
contract by notifying Rooted Financial in writing at its principal place of business.

The advisory agreement may be modified as mutually agreed upon in writing. The agreement is
terminable by you at any time. The agreement is not assignable by Rooted Financial Group, LLC
without the advance written consent of the client.

C.      Other Fees

Mutual Funds

All fees paid to Rooted Financial for investment advisory services are separate and distinct from the fees
and expenses charged by underlying investments such as mutual funds. In the case of mutual funds, these
fees and expenses are described in each fund's prospectus. These fees will generally include a management
fee, other fund expenses, and a possible distribution fee. Expenses of a fund, including management fees
payable to the mutual fund manager, will not appear as transaction fees on a client’s statement, as they
are deducted from the value of the shares by the mutual fund manager. If the fund also imposes sales
charges, a client may pay an initial or deferred sales charge. A client could invest in a fund directly, without
the services of Rooted Financial. In that case, the client would not receive the services provided by Rooted
Financial which are designed, among other things, to assist the client in determining which fund or funds
are most appropriate to each client's financial condition and objectives. Accordingly, the client should
review both the fees charged by the funds and the fees charged by Rooted Financial to fully understand
the total amount of fees to be paid by the client and to thereby evaluate the advisory services being
provided. Rooted Financial can provide or direct you to a copy of the prospectus for any fund that we
recommend to you.

Other Fees

There are a number of other fees that can be associated with holding and investing in securities. You will
be responsible for fees including transaction fees for the purchase or sale of other securities, including
commissions for the purchase or sale of a stock or exchange traded fund. Other fees you will be
responsible for may be associated with the custody of assets and platform fees.

When utilizing the services of a third party manager (as described more in Item 8), such managers will
charge fees for their services. These fees are separate from, and in addition to, Rooted Financial’s fees.

Please make sure to read Item 12 of this informational brochure, where we discuss broker-dealer and
custodial issues.

D.      Pro-rata Fees

If you become a client during a billing period, you will pay a management fee for the number of days left
in that billing period. If you terminate our relationship during a billing period, you will be entitled to a
refund of any pre-paid and unearned management fees for the remainder of the billing period. Once your
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Item 7:           Types of Clients

          Rooted Financial generally provides advisory services to individuals, pension and profit sharing plans,
          trusts, estates, charitable organizations, corporations, and other business entities.

          Rooted Financial does not have a specified minimum account size. Some clients who wish to access
          multiple asset management styles, specifically third party managers, may be required to have an account
          minimum.